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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSSIU
126
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$2.59M 0.38%
257,400
– –
ARYE
127
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$2.55M 0.38%
+257,883
New +$2.56M
TMPMU
128
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
$2.49M 0.37%
250,400
– –
TBCPU
129
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$2.42M 0.36%
244,500
– –
COVAU
130
DELISTED
COVA Acquisition Corp. Unit
COVAU
$2.29M 0.34%
230,300
– –
IACB.U
131
DELISTED
ION Acquisition Corp 2 Ltd. Units, each consisting of one Class A ordinary share and one-eighth of o
IACB.U
$2.17M 0.32%
216,513
-300,487
-58% -$3.01M
CVIIU
132
DELISTED
Churchill Capital Corp VII Units
CVIIU
$2.01M 0.3%
203,302
– –
BLUA.U
133
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$1.75M 0.26%
176,200
– –
OMEG
134
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$1.64M 0.24%
167,900
– –
PTICU
135
DELISTED
PropTech Investment Corporation II Unit
PTICU
$1.56M 0.23%
157,661
– –
LOKM.U
136
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
$1.56M 0.23%
156,964
-330,536
-68% -$3.29M
PPGHW
137
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$1.53M 0.23%
1,715,866
+715,866
+72% +$559K
MVLA
138
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$1.23M 0.18%
+124,802
New +$1.23M
JWSM.WS
139
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$1.19M 0.18%
1,031,000
– –
HLLY.WS
140
DELISTED
Holley Inc Warrants
HLLY.WS
$1.16M 0.17%
+399,960
New +$1.07M
PSPC.U
141
DELISTED
Post Holdings Partnering Corporation Units, each consisting of one share of Series A common stock, and one-third of one redeemable warrant
PSPC.U
$1.15M 0.17%
113,703
-136,297
-55% -$1.39M
OXACU
142
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
$1.02M 0.15%
+100,000
New +$1.01M
SNCE
143
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$1.02M 0.15%
5,200
-3,100
-37% -$618K
SCOAW
144
DELISTED
ScION Tech Growth I Warrant
SCOAW
$880K 0.13%
1,141,266
+565,955
+98% +$516K
ETACW
145
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$774K 0.12%
1,107,999
+225,738
+26% +$187K
BTNB
146
DELISTED
Bridgetown 2 Holdings Limited Class A Ordinary Shares
BTNB
$747K 0.11%
75,400
– –
LUXA
147
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$737K 0.11%
75,100
– –
NRACW
148
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$710K 0.11%
1,036,374
+546,940
+112% +$429K
FINMW
149
DELISTED
Marlin Technology Corporation Warrant
FINMW
$670K 0.1%
837,380
+123,079
+17% +$117K
PCPC.WS
150
DELISTED
Periphas Capital Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $28.75
PCPC.WS
$658K 0.1%
432,744
+112,744
+35% +$203K
4 5
6
7 8

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.