SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+8.63%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$603M
AUM Growth
+$603M
Cap. Flow
+$84M
Cap. Flow %
13.94%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
21
Closed
66

Top Buys

1
LCID icon
Lucid Motors
LCID
$14M
2
IPOE.U
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
$12.6M
3
SCOAU
ScION Tech Growth I Unit
SCOAU
$12.4M
4
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$12.3M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
$11.7M

Top Sells

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$15.2M
3
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$14.6M
4
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
$14.5M
5
AVPT icon
AvePoint
AVPT
$12.6M

Sector Composition

1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVPT icon
126
AvePoint
AVPT
$3.47B
– –
-1,185,300
Closed -$12.6M
AVPTW
127
DELISTED
AvePoint Inc Warrant
AVPTW
– –
-1,266,555
Closed -$2.46M
SRTA
128
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$357M
– –
-99,999
Closed -$1.01M
SRTAW
129
Strata Critical Medical, Inc. Warrants
SRTAW
$2.83M
– –
-563,068
Closed -$689K
CLOV icon
130
Clover Health Investments
CLOV
$1.34B
– –
-862,900
Closed -$10.8M
EOSE icon
131
Eos Energy Enterprises
EOSE
$1.79B
– –
-88,000
Closed -$881K
KPLT icon
132
Katapult Holdings
KPLT
$68.5M
– –
-333,334
Closed -$3.34M
KPLTW icon
133
Katapult Holdings, Inc. Warrant
KPLTW
$56K
– –
-200,000
Closed -$200K
MAPSW icon
134
WM Technology, Inc. Warrants
MAPSW
$3.29M
– –
-450,000
Closed -$274K
MVST icon
135
Microvast
MVST
$864M
– –
-300,000
Closed -$3.05M
MVSTW icon
136
Microvast Holdings, Inc. Warrants
MVSTW
$54.3M
– –
-1,360,000
Closed -$690K
OBIO icon
137
Orchestra BioMed
OBIO
$147M
– –
-18,285
Closed -$201K
SKIL icon
138
Skillsoft
SKIL
$132M
– –
-604,400
Closed -$6.38M
TMCWW
139
TMC the metals company Inc. Warrants
TMCWW
$13.8M
– –
-79,497
Closed -$143K
GOEVW
140
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-69,500
Closed -$161K
ASTSW
141
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
– –
-360,000
Closed -$436K
CERE
142
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-326,067
Closed -$3.41M
BTRS
143
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-797,600
Closed -$8.34M
THCA
144
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
– –
-101,200
Closed -$1.01M
THCAW
145
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-266,818
Closed -$120K
EQD.U
146
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-998,200
Closed -$10.3M
ETACU
147
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
– –
-774,000
Closed -$7.8M
RBAC.U
148
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
– –
-724,200
Closed -$7.66M
TREB.U
149
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-781,080
Closed -$8.44M
CPSR.U
150
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
– –
-668,700
Closed -$6.82M
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