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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+9.02%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$99.5M
Cap. Flow
+$67.3M
Cap. Flow %
11.17%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
20
Closed
66

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$13.7M
2
SCOAU
ScION Tech Growth I Unit
SCOAU
+$12.4M
3
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
+$10.9M
4
PACE.U
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
+$10.8M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$10.7M

Top Sells

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
+$14.6M
3
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
+$14.5M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$13.3M
5
AVPT icon
AvePoint
AVPT
+$12.6M

Sector Composition

Rank Sector Weight
1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVPT icon
126
AvePoint
AVPT
$2.75B
– –
-1,185,300
Closed -$12.6M
AVPTW
127
DELISTED
AvePoint Inc Warrant
AVPTW
– –
-1,266,555
Closed -$2.46M
SRTA
128
Strata Critical Medical Inc
SRTA
$519M
– –
-99,999
Closed -$1M
SRTAW
129
DELISTED
Strata Critical Medical Inc Warrants
SRTAW
– –
-563,068
Closed -$689K
CLOV icon
130
Clover Health Investments
CLOV
$2.45B
– –
-862,900
Closed -$10.8M
EOSE icon
131
Eos Energy Enterprises
EOSE
$1.47B
– –
-88,000
Closed -$881K
KPLT icon
132
Katapult Holdings
KPLT
$32.8M
– –
-13,333
Closed -$3.34M
KPLTW
133
DELISTED
Katapult Holdings Warrant
KPLTW
– –
-200,000
Closed -$200K
MAPSW
134
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
– –
-450,000
Closed -$274K
MVST icon
135
Microvast
MVST
$297M
– –
-300,000
Closed -$3.05M
MVSTW
136
DELISTED
Microvast Holdings Warrants
MVSTW
– –
-1,360,000
Closed -$690K
OBIO icon
137
Orchestra BioMed
OBIO
$258M
– –
-18,285
Closed -$201K
SKIL icon
138
Skillsoft
SKIL
$78.9M
– –
-30,220
Closed -$6.38M
TMCWW
139
TMC The Metals Company Warrants
TMCWW
$1.05M
– –
-79,497
Closed -$143K
GOEVW
140
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-69,500
Closed -$161K
ASTSW
141
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
– –
-360,000
Closed -$436K
CERE
142
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-326,067
Closed -$3.41M
BTRS
143
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-797,600
Closed -$8.34M
THCA
144
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
– –
-101,200
Closed -$1.01M
THCAW
145
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-266,818
Closed -$120K
EQD.U
146
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-998,200
Closed -$10.3M
ETACU
147
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
– –
-774,000
Closed -$7.8M
RBAC.U
148
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
– –
-724,200
Closed -$7.66M
TREB.U
149
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-781,080
Closed -$8.44M
CPSR.U
150
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
– –
-668,700
Closed -$6.82M
4 5
6
7 8

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Sage Rock Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sage Rock Capital Management held 188 positions worth $603M, up 20% from $503M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sage Rock Capital Management deployed $67.3M of net new capital in Q4 2020, opening 75 new positions and adding to 7 existing holdings. Its largest new stake was Lucid Motors: 139,560 shares worth $14M.

By sector, the portfolio is most concentrated in Healthcare at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pershing Square Tontine Holdings, Ltd., an estimated $13.3M trimmed.

  • Sage Rock Capital Management's largest Q4 2020 buy was Lucid Motors: 139,560 shares worth $14M.
  • Sage Rock Capital Management added most to Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of in Q4 2020, an estimated $3.3M increase.
  • Sage Rock Capital Management's biggest Q4 2020 reduction was Pershing Square Tontine Holdings, Ltd., cutting an estimated $13.3M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth in Q4 2020, selling an estimated $20M.
  • Sage Rock Capital Management's ten largest holdings make up 21% of its $603M portfolio in Q4 2020.
  • Sage Rock Capital Management opened 75 new positions and closed 66 in Q4 2020.
  • Sage Rock Capital Management's portfolio value rose 20% quarter-over-quarter to $603M.

Based on Sage Rock Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.