SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+2.09%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$503M
AUM Growth
+$170M
Cap. Flow
+$161M
Cap. Flow %
32.06%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
$16.2M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$16M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$15.6M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$15M

Top Sells

1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$18M
2
CTEV
Claritev Corporation
CTEV
$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
$12.9M
5
LAZR icon
Luminar Technologies
LAZR
$10.2M

Sector Composition

1 Healthcare 7.79%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.81%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GOEV
126
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-826
Closed -$4.09M
LVOX
127
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-500,000
Closed -$5.32M
BRLIU
128
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
– –
-75,000
Closed -$752K
PHGE.WS
129
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
– –
-117,125
Closed -$56K
SFT
130
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-4,000
Closed -$518K
TLMD
131
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-753,684
Closed -$7.55M
SCVX.U
132
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
– –
-508,572
Closed -$5.27M
CCAC.U
133
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
– –
-200,000
Closed -$2.01M
SOAC.U
134
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-500,000
Closed -$5.05M
WPF.U
135
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
– –
-1,472,200
Closed -$15.7M
IPV.U
136
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
– –
-250,000
Closed -$2.54M
SBE.WS
137
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
– –
-199,999
Closed -$158K
GHIVU
138
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
– –
-91,837
Closed -$955K
OAC.WS
139
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
– –
-173,004
Closed -$228K
LOAK.WS
140
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
– –
-150,000
Closed -$113K
LCAHW
141
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
– –
-333,700
Closed -$1.8M
PTACW
142
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
-125,000
Closed -$88K
PIC.WS
143
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
-199,999
Closed -$158K
GMHIW
144
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
-386,666
Closed -$762K
KCAC.U
145
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-550,000
Closed -$5.51M
CFFAW
146
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-140,000
Closed -$189K
BMRG.U
147
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
– –
-285,500
Closed -$3.34M
SPAQ.U
148
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-49,040
Closed -$542K
ARYBU
149
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– –
-226,943
Closed -$2.63M
CPAAW
150
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
– –
-173,475
Closed -$382K
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