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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$503M
AUM Growth
+$170M
Cap. Flow
+$161M
Cap. Flow %
32.01%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
+$16M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$15.8M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
+$15.5M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$14.7M

Top Sells

Rank Stock Value
1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
+$17.3M
2
CTEV
Claritev Corp
CTEV
+$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
+$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
+$12.9M
5
LAZR
Luminar Technologies
LAZR
+$10.2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.99%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.61%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVOX
126
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-500,000
Closed -$5.32M
BRLIU
127
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
– –
-75,000
Closed -$752K
PHGE.WS
128
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
– –
-117,125
Closed -$56K
SFT
129
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-4,000
Closed -$518K
GNOG
130
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-336,417
Closed -$5.5M
CHPMU
131
DELISTED
CHP Merger Corp. Unit
CHPMU
– –
-1,262,900
Closed -$12.9M
TLMD
132
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-753,684
Closed -$7.55M
SCVX.U
133
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
– –
-508,572
Closed -$5.27M
CCAC.U
134
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
– –
-200,000
Closed -$2.01M
SOAC.U
135
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-500,000
Closed -$5.05M
OPENW
136
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
– –
-190,332
Closed -$689K
WPF.U
137
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
– –
-1,472,200
Closed -$15.7M
IPV.U
138
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
– –
-250,000
Closed -$2.54M
SBE.WS
139
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
– –
-199,999
Closed -$158K
GHIVU
140
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
– –
-91,837
Closed -$955K
OAC.WS
141
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
– –
-173,004
Closed -$228K
LOAK.WS
142
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
– –
-150,000
Closed -$113K
LCAHW
143
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
– –
-333,700
Closed -$1.8M
PTACW
144
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
-125,000
Closed -$88K
PIC.WS
145
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
-199,999
Closed -$158K
GMHIW
146
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
-386,666
Closed -$762K
KCAC.U
147
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-550,000
Closed -$5.51M
CFFAW
148
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-140,000
Closed -$189K
BMRG.U
149
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
– –
-285,500
Closed -$3.34M
SPAQ.U
150
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-49,040
Closed -$542K
3 4 5
6
7

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Sage Rock Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Sage Rock Capital Management held 156 positions worth $503M, up 51% from $333M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sage Rock Capital Management deployed $161M of net new capital in Q3 2020, opening 51 new positions and adding to 9 existing holdings. Its largest new stake was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, an estimated $17.3M trimmed.

  • Sage Rock Capital Management's largest Q3 2020 buy was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.
  • Sage Rock Capital Management added most to CHP Merger Corp. Class A Common Stock in Q3 2020, an estimated $9.7M increase.
  • Sage Rock Capital Management's biggest Q3 2020 reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, cutting an estimated $17.3M.
  • Sage Rock Capital Management fully exited Claritev Corp in Q3 2020, selling an estimated $16.6M.
  • Sage Rock Capital Management's ten largest holdings make up 30% of its $503M portfolio in Q3 2020.
  • Sage Rock Capital Management opened 51 new positions and closed 43 in Q3 2020.
  • Sage Rock Capital Management's portfolio value rose 51% quarter-over-quarter to $503M.

Based on Sage Rock Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.