SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 3.95%
This Quarter Est. Return
1 Year Est. Return
+3.95%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$503M
AUM Growth
+$170M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
156
New
Increased
Reduced
Closed

Top Buys

1
+$20M
2
+$16.2M
3
+$16M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
+$15.6M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$15M

Top Sells

1
+$18M
2
+$16.6M
3
+$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
+$12.9M
5
LAZR icon
Luminar Technologies
LAZR
+$10.2M

Sector Composition

1 Healthcare 7.99%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.61%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
– –
-75,000
127
– –
-117,125
128
– –
-4,000
129
– –
-336,417
130
– –
-49,040
131
– –
-226,943
132
– –
-173,475
133
– –
-110,000
134
– –
-384,000
135
– –
-1,216,612
136
– –
-15,400
137
– –
-590,029
138
– –
-1,262,900
139
– –
-753,684
140
– –
-508,572
141
– –
-200,000
142
– –
-500,000
143
– –
-190,332
144
– –
-1,472,200
145
– –
-250,000
146
– –
-199,999
147
– –
-91,837
148
– –
-173,004
149
– –
-150,000
150
– –
-333,700
3 4 5
6
7