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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$128M
Cap. Flow
-$133M
Cap. Flow %
-68.68%
Top 10 Hldgs %
31.77%
Holding
202
New
5
Increased
7
Reduced
30
Closed
77

Top Buys

Rank Stock Value
1
PNTM
Pontem Corporation
PNTM
+$2.05M
2
PTHRU
Pono Capital Three, Inc. Unit
PTHRU
+$765K
3
NATI
National Instruments Corp
NATI
+$722K
4
HSPO
Horizon Space Acquisition I Corp
HSPO
+$555K
5
CPUH.WS
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
+$448K

Top Sells

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$5.94M
2
AEAC
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
+$5.8M
3
NGC
Northern Genesis Acquisition Corp. III
NGC
+$5.37M
4
CFIV
CF Acquisition Corp. IV Class A common stock
CFIV
+$5.37M
5
LGAC
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
+$5.25M

Sector Composition

Rank Sector Weight
1 Financials 84.7%
2 Technology 3.29%
3 Energy 2.78%
4 Utilities 2.36%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPACW
101
DELISTED
Bullpen Parlay Acquisition Company Warrant
BPACW
$16.1K 0.01%
453,587
– –
ADALW
102
DELISTED
Anthemis Digital Acquisitions I Corp Warrant
ADALW
$16K 0.01%
452,000
– –
FHLTW
103
DELISTED
Future Health ESG Corp. Warrant
FHLTW
$15K 0.01%
250,000
– –
WAVC.WS
104
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$14K 0.01%
149,501
– –
LITTW
105
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$13.8K 0.01%
125,435
– –
ACAQ.WS
106
DELISTED
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
$13.5K 0.01%
183,089
-112,457
-38% -$11.9K
JGGCW
107
DELISTED
Jaguar Global Growth Corporation I Warrant
JGGCW
$13.2K 0.01%
132,000
– –
HCNEW
108
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$12.5K 0.01%
80,751
– –
TRONW
109
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$11.3K 0.01%
150,294
– –
ENTFW
110
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
$10.3K 0.01%
258,096
– –
DPCSW
111
DELISTED
DP Cap Acquisition Corp I Warrants
DPCSW
$10.1K 0.01%
288,800
– –
VMGAW
112
DELISTED
VMG Consumer Acquisition Corp. Warrant
VMGAW
$9.78K 0.01%
217,832
– –
EOCW.WS
113
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$8.34K ﹤0.01%
109,524
– –
IVCAW
114
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$6.99K ﹤0.01%
99,872
– –
BRIVW
115
DELISTED
B. Riley Principal 250 Merger Corp. Warrant
BRIVW
$6.74K ﹤0.01%
101,645
– –
ASBPW
116
Aspire Biopharma Warrant
ASBPW
$6.69K ﹤0.01%
160,076
– –
LCW.WS
117
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$5.43K ﹤0.01%
238,173
– –
NIRWW
118
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$5.29K ﹤0.01%
50,045
-249,191
-83% -$45.8K
TBCPW
119
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$4.96K ﹤0.01%
41,344
– –
CEROW
120
DELISTED
CERo Therapeutics Warrants
CEROW
$3.69K ﹤0.01%
91,999
– –
SKYAW
121
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$3.25K ﹤0.01%
100,000
– –
NFNT.WS
122
DELISTED
Infinite Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFNT.WS
$2.37K ﹤0.01%
13,150
– –
NSTD.WS
123
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
$2.14K ﹤0.01%
59,544
– –
BLUA.WS
124
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$1.86K ﹤0.01%
49,677
– –
PNST.WS
125
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$475 ﹤0.01%
10,500
– –
3 4
5
6 7

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Sage Rock Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Sage Rock Capital Management held 202 positions worth $193M, down 40% from $321M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sage Rock Capital Management withdrew a net $133M in Q1 2023, closing 77 positions and reducing 30 holdings. Its most notable exit was Vector Acquisition Corporation II Class A Ordinary Shares, an estimated $5.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 85% of assets, down from 86% a quarter earlier, followed by Technology and Energy.

Against the trend, Sage Rock Capital Management opened a new position in Pono Capital Three, Inc. Unit worth $769K.

  • Sage Rock Capital Management's largest Q1 2023 buy was Pono Capital Three, Inc. Unit: 74,922 shares worth $769K.
  • Sage Rock Capital Management added most to Pontem Corporation in Q1 2023, an estimated $2.05M increase.
  • Sage Rock Capital Management's biggest Q1 2023 reduction was CF Acquisition Corp. IV Class A common stock, cutting an estimated $5.37M.
  • Sage Rock Capital Management fully exited Vector Acquisition Corporation II Class A Ordinary Shares in Q1 2023, selling an estimated $5.94M.
  • Sage Rock Capital Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2023.
  • Sage Rock Capital Management opened 5 new positions and closed 77 in Q1 2023.
  • Sage Rock Capital Management's portfolio value fell 40% quarter-over-quarter to $193M.

Based on Sage Rock Capital Management's 13F filing for Q1 2023, filed 15 May 2023.