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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
LCA
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQU
101
DELISTED
Aquaron Acquisition Corp. Common Stock
AQU
$204K 0.06%
+20,409
New +$204K
AMPX.WS icon
102
Amprius Technologies Warrants
AMPX.WS
$556M
$203K 0.06%
699,990
-36,783
-5% -$13.1K
TZPS
103
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$195K 0.06%
19,302
– –
ACAQ
104
DELISTED
Athena Consumer Acquisition Corp.
ACAQ
$176K 0.06%
16,978
-574,114
-97% -$5.86M
ALIT icon
105
Alight
ALIT
$407M
$167K 0.05%
1,000
-500
-33% -$83.3K
RONI.WS
106
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$157K 0.05%
+125,700
New +$56.8K
TWNI
107
DELISTED
Tailwind International Acquisition Corp.
TWNI
$130K 0.04%
12,882
– –
CPUH.WS
108
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$123K 0.04%
1,095,901
+507,651
+86% +$55K
SVIIR
109
DELISTED
Spring Valley Acquisition Corp II Rights
SVIIR
$102K 0.03%
+600,000
New +$97K
PMGMW
110
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$102K 0.03%
+676,548
New +$105K
CORS.WS
111
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$94.6K 0.03%
288,009
– –
RRAC.WS
112
DELISTED
Rigel Resource Acquisition Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RRAC.WS
$76.5K 0.02%
765,500
+256,940
+51% +$33.4K
APGB.WS
113
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$75.1K 0.02%
536,620
-229,680
-30% -$14.6K
KCGI.WS
114
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$67.7K 0.02%
398,246
+148,246
+59% +$21.5K
STET.WS
115
DELISTED
ST Energy Transition I Ltd. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50, included as part of the SAIL securities
STET.WS
$64.8K 0.02%
1,079,628
-25,000
-2% -$1.96K
LIVBW
116
DELISTED
LIV Capital Acquisition Corp. II Warrants
LIVBW
$63.4K 0.02%
704,040
– –
JCICW
117
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$63K 0.02%
+300,000
New +$65.2K
FLYX.WS icon
118
flyExclusive Inc Warrants
FLYX.WS
$57.9K 0.02%
+300,000
New +$56.5K
ADALW
119
DELISTED
Anthemis Digital Acquisitions I Corp Warrant
ADALW
$49.7K 0.02%
452,000
-29,287
-6% -$3.46K
IRRX.WS
120
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$49K 0.02%
+350,000
New +$47K
HPX.WS
121
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$42K 0.01%
100,000
-150,000
-60% -$55.8K
LEGAW
122
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$41.7K 0.01%
833,490
-328,009
-28% -$15.8K
PFTAW
123
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$39.7K 0.01%
198,732
-199,758
-50% -$34K
ACRO.WS
124
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$39.5K 0.01%
328,845
+326
+0.1% +$36
ACAQ.WS
125
DELISTED
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
$34.4K 0.01%
295,546
– –
3 4
5
6 7

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Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.