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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTC.U
101
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$3.77M 0.56%
382,500
– –
PLMIU
102
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$3.75M 0.56%
382,500
– –
SNRH
103
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$3.74M 0.56%
+382,500
New +$3.71M
PANA
104
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$3.74M 0.56%
382,500
– –
LITTU
105
DELISTED
Logistics Innovation Technologies Corp. Units
LITTU
$3.73M 0.55%
376,300
– –
CLAA.U
106
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$3.71M 0.55%
382,500
– –
TWNI.U
107
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
$3.67M 0.54%
370,000
– –
CFVIU
108
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$3.67M 0.54%
372,316
-255,184
-41% -$2.54M
PICC.U
109
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$3.66M 0.54%
370,000
– –
ABGI
110
DELISTED
ABG Acquisition Corp. I
ABGI
$3.6M 0.54%
370,000
– –
EPHYU
111
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$3.6M 0.54%
359,300
– –
IACC
112
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
$3.42M 0.51%
350,000
– –
YTPG
113
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$3.36M 0.5%
341,511
– –
GTPBU
114
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
$3.34M 0.5%
335,273
-112,458
-25% -$1.13M
DGNU
115
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$3.27M 0.49%
333,800
– –
ARGUU
116
DELISTED
Argus Capital Corp. Unit
ARGUU
$3.16M 0.47%
+312,800
New +$3.16M
OHPAU
117
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$3.04M 0.45%
307,500
– –
BRIVU
118
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$3.04M 0.45%
307,500
– –
CPARU
119
DELISTED
Catalyst Partners Acquisition Corp. Unit
CPARU
$3.03M 0.45%
307,500
– –
SKYAU
120
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
$2.98M 0.44%
300,000
– –
OSI.U
121
DELISTED
Osiris Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
OSI.U
$2.98M 0.44%
300,000
– –
IPVA.U
122
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
$2.94M 0.44%
294,780
-37,720
-11% -$375K
CIIGU
123
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
$2.83M 0.42%
+281,000
New +$2.83M
ADEX.U
124
DELISTED
Adit EdTech Acquisition Corp Units
ADEX.U
$2.65M 0.39%
265,300
– –
GTPAU
125
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
$2.61M 0.39%
260,952
– –
3 4
5
6 7

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.