SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+8.63%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$603M
AUM Growth
+$603M
Cap. Flow
+$84M
Cap. Flow %
13.94%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
21
Closed
66

Top Buys

1
LCID icon
Lucid Motors
LCID
$14M
2
IPOE.U
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
$12.6M
3
SCOAU
ScION Tech Growth I Unit
SCOAU
$12.4M
4
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$12.3M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
$11.7M

Top Sells

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$15.2M
3
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$14.6M
4
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
$14.5M
5
AVPT icon
AvePoint
AVPT
$12.6M

Sector Composition

1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TOIIW
101
The Oncology Institute, Inc. Warrant
TOIIW
$12.2M
$498K 0.08% +255,489 New +$498K
RBAC.WS
102
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$492K 0.08% +219,733 New +$492K
CPSR.WS
103
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$471K 0.08% +334,350 New +$471K
FAII.U
104
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$462K 0.08% 41,400 – –
RTPZ.U
105
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$428K 0.07% +37,600 New +$428K
BURU.WS
106
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$345K 0.06% +246,660 New +$345K
LIVKW
107
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$334K 0.06% 476,910 +209,084 +78% +$146K
CHAQ.WS
108
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$318K 0.05% +321,300 New +$318K
GOAC.WS
109
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$315K 0.05% 210,000 -79,733 -28% -$120K
JSPRW icon
110
Japer Therapeutics, Inc. Warrants
JSPRW
$1.04M
$277K 0.05% 191,300 -322,000 -63% -$466K
PAR icon
111
PAR Technology
PAR
$2.08B
$251K 0.04% +4,000 New +$251K
GIX.RT
112
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$248K 0.04% 600,000 – –
LTRYW icon
113
Lottery.com, Inc. Warrants
LTRYW
$272K
$229K 0.04% 100,000 -530,120 -84% -$1.21M
NXST icon
114
Nexstar Media Group
NXST
$6.2B
$229K 0.04% +2,100 New +$229K
DEH.WS
115
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
$221K 0.04% +210,053 New +$221K
SCPE.WS
116
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$200K 0.03% 148,517 – –
VMD icon
117
Viemed Healthcare
VMD
$286M
$195K 0.03% 25,000 – –
BRPAR
118
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$176K 0.03% 135,000 -260,413 -66% -$340K
BROGW
119
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$169K 0.03% 272,700 – –
OTRAW
120
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$162K 0.03% +160,000 New +$162K
NMMCW
121
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$155K 0.03% +115,000 New +$155K
BMY.RT
122
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$32K 0.01% 46,000 – –
ADNWW
123
Advent Technologies Holdings Warrant
ADNWW
$11.6K
– – -320,641 Closed -$218K
ADV icon
124
Advantage Solutions
ADV
$593M
– – -345,680 Closed -$3.51M
ARKO icon
125
ARKO Corp
ARKO
$564M
– – -920,766 Closed -$9.21M
3 4
5
6 7