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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+9.02%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$99.5M
Cap. Flow
+$67.3M
Cap. Flow %
11.17%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
20
Closed
66

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$13.7M
2
SCOAU
ScION Tech Growth I Unit
SCOAU
+$12.4M
3
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
+$10.9M
4
PACE.U
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
+$10.8M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$10.7M

Top Sells

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
+$14.6M
3
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
+$14.5M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$13.3M
5
AVPT icon
AvePoint
AVPT
+$12.6M

Sector Composition

Rank Sector Weight
1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLNW
101
Starling Oncology, Inc. Warrant
STLNW
$5.04M
$498K 0.08%
+255,489
New +$441K
RBAC.WS
102
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$492K 0.08%
+219,733
New +$396K
CPSR.WS
103
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$471K 0.08%
+334,350
New +$331K
FAII.U
104
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$462K 0.08%
41,400
– –
RTPZ.U
105
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$428K 0.07%
+37,600
New +$424K
BURU.WS
106
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$345K 0.06%
+246,660
New +$258K
LIVKW
107
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$334K 0.06%
476,910
+209,084
+78% +$122K
CHAQ.WS
108
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$318K 0.05%
+321,300
New +$243K
GOAC.WS
109
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$315K 0.05%
210,000
-79,733
-28% -$80.8K
JSPRW icon
110
Japer Therapeutics Warrants
JSPRW
$277K 0.05%
191,300
-322,000
-63% -$404K
PAR icon
111
PAR Technology
PAR
$735M
$251K 0.04%
+4,000
New +$196K
GIX.RT
112
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$248K 0.04%
600,000
– –
LTRYW icon
113
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$644
$229K 0.04%
100,000
-530,120
-84% -$559K
NXST icon
114
Nexstar Media Group
NXST
$5.97B
$229K 0.04%
+2,100
New +$205K
DEH.WS
115
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
$221K 0.04%
+210,053
New +$160K
SCPE.WS
116
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$200K 0.03%
148,517
– –
VMD icon
117
Viemed Healthcare
VMD
$371M
$195K 0.03%
25,000
– –
BRPAR
118
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$176K 0.03%
135,000
-260,413
-66% -$126K
BROGW
119
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$169K 0.03%
272,700
– –
OTRAW
120
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$162K 0.03%
+160,000
New +$164K
NMMCW
121
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$155K 0.03%
+115,000
New +$164K
BMY.RT
122
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$32K 0.01%
46,000
– –
ADNWW
123
DELISTED
Advent Technologies Holdings Warrant
ADNWW
– –
-320,641
Closed -$218K
ADV icon
124
Advantage Solutions
ADV
$361M
– –
-13,827
Closed -$3.51M
ARKO icon
125
ARKO Corp
ARKO
$635M
– –
-920,766
Closed -$9.21M
3 4
5
6 7

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Sage Rock Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sage Rock Capital Management held 188 positions worth $603M, up 20% from $503M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sage Rock Capital Management deployed $67.3M of net new capital in Q4 2020, opening 75 new positions and adding to 7 existing holdings. Its largest new stake was Lucid Motors: 139,560 shares worth $14M.

By sector, the portfolio is most concentrated in Healthcare at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pershing Square Tontine Holdings, Ltd., an estimated $13.3M trimmed.

  • Sage Rock Capital Management's largest Q4 2020 buy was Lucid Motors: 139,560 shares worth $14M.
  • Sage Rock Capital Management added most to Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of in Q4 2020, an estimated $3.3M increase.
  • Sage Rock Capital Management's biggest Q4 2020 reduction was Pershing Square Tontine Holdings, Ltd., cutting an estimated $13.3M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth in Q4 2020, selling an estimated $20M.
  • Sage Rock Capital Management's ten largest holdings make up 21% of its $603M portfolio in Q4 2020.
  • Sage Rock Capital Management opened 75 new positions and closed 66 in Q4 2020.
  • Sage Rock Capital Management's portfolio value rose 20% quarter-over-quarter to $603M.

Based on Sage Rock Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.