SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+4.09%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$503M
AUM Growth
+$170M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
156
New
Increased
Reduced
Closed

Top Buys

1
+$20M
2
+$16M
3
+$15.8M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
+$15.5M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$14.7M

Top Sells

1
+$17.3M
2
+$16.6M
3
+$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
+$12.9M
5
LAZR
Luminar Technologies
LAZR
+$10.2M

Sector Composition

1 Healthcare 7.99%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.61%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$200K 0.04%
200,000
102
$198K 0.04%
600,000
103
$196K 0.04%
+108,689
104
$171K 0.03%
148,517
-20,483
105
$161K 0.03%
69,500
-856,225
106
$143K 0.03%
+79,497
107
$136K 0.03%
272,700
108
$126K 0.03%
267,826
109
$120K 0.02%
266,818
-6,082
110
$104K 0.02%
46,000
111
$81K 0.02%
395,413
112
$68K 0.01%
136,103
-92,705
113
$47K 0.01%
55,107
-194,893
114
– –
-125,000
115
– –
-14,000
116
– –
-14,000
117
– –
-63,333
118
– –
-590,029
119
– –
-195,000
120
– –
-38,400
121
– –
-826
122
– –
-500,000
123
– –
-75,000
124
– –
-117,125
125
– –
-4,000
3 4
5
6 7