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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$503M
AUM Growth
+$170M
Cap. Flow
+$161M
Cap. Flow %
32.01%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
+$16M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$15.8M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
+$15.5M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$14.7M

Top Sells

Rank Stock Value
1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
+$17.3M
2
CTEV
Claritev Corp
CTEV
+$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
+$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
+$12.9M
5
LAZR
Luminar Technologies
LAZR
+$10.2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.99%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.61%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KPLTW
101
DELISTED
Katapult Holdings Warrant
KPLTW
$200K 0.04%
200,000
– –
GIX.RT
102
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$198K 0.04%
600,000
– –
ARYBW
103
DELISTED
ARYA Sciences Acquisition Corp II Warrant
ARYBW
$196K 0.04%
+108,689
New +$216K
SCPE.WS
104
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$171K 0.03%
148,517
-20,483
-12% -$21.9K
GOEVW
105
DELISTED
Canoo Inc. Warrant
GOEVW
$161K 0.03%
69,500
-856,225
-92% -$1.67M
TMCWW
106
TMC The Metals Company Warrants
TMCWW
$1.19M
$143K 0.03%
+79,497
New +$96.8K
BROGW
107
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$136K 0.03%
272,700
– –
LIVKW
108
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$126K 0.03%
267,826
– –
THCAW
109
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$120K 0.02%
266,818
-6,082
-2% -$2.95K
BMY.RT
110
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$104K 0.02%
46,000
– –
BRPAR
111
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$81K 0.02%
395,413
– –
ASLEW
112
DELISTED
AerSale Corp Warrants
ASLEW
$68K 0.01%
136,103
-92,705
-41% -$42.5K
CIICW
113
DELISTED
CIIG Merger Corp. Warrants
CIICW
$47K 0.01%
55,107
-194,893
-78% -$191K
ASLE icon
114
AerSale
ASLE
$279M
– –
-155,002
Closed -$1.59M
ASTS icon
115
AST SpaceMobile
ASTS
$21.5B
– –
-600,000
Closed -$6.05M
CELU icon
116
Celularity
CELU
$20.3M
– –
-50,000
Closed -$5.1M
CELUW
117
DELISTED
Celularity Inc
CELUW
– –
-300,000
Closed -$330K
CURI icon
118
CuriosityStream
CURI
$161M
– –
-523,500
Closed -$5.26M
HYLN icon
119
Hyliion Holdings
HYLN
$690M
– –
-14,000
Closed -$384K
LAZR
120
DELISTED
Luminar Technologies
LAZR
– –
-63,333
Closed -$10.2M
OPEN icon
121
Opendoor
OPEN
$3.38B
– –
-590,029
Closed -$6.71M
PAR icon
122
PAR Technology
PAR
$735M
– –
-14,000
Closed -$419K
PRCH icon
123
Porch Group
PRCH
$1.8B
– –
-195,000
Closed -$1.98M
CTEV
124
Claritev Corp
CTEV
$556M
– –
-38,400
Closed -$16.6M
GOEV
125
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-826
Closed -$4.08M
3 4
5
6 7

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Sage Rock Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Sage Rock Capital Management held 156 positions worth $503M, up 51% from $333M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sage Rock Capital Management deployed $161M of net new capital in Q3 2020, opening 51 new positions and adding to 9 existing holdings. Its largest new stake was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, an estimated $17.3M trimmed.

  • Sage Rock Capital Management's largest Q3 2020 buy was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.
  • Sage Rock Capital Management added most to CHP Merger Corp. Class A Common Stock in Q3 2020, an estimated $9.7M increase.
  • Sage Rock Capital Management's biggest Q3 2020 reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, cutting an estimated $17.3M.
  • Sage Rock Capital Management fully exited Claritev Corp in Q3 2020, selling an estimated $16.6M.
  • Sage Rock Capital Management's ten largest holdings make up 30% of its $503M portfolio in Q3 2020.
  • Sage Rock Capital Management opened 51 new positions and closed 43 in Q3 2020.
  • Sage Rock Capital Management's portfolio value rose 51% quarter-over-quarter to $503M.

Based on Sage Rock Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.