SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+2.09%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$503M
AUM Growth
+$503M
Cap. Flow
+$161M
Cap. Flow %
32.06%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
$16.2M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$16M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$15.6M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$15M

Top Sells

1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$18M
2
CTEV
Claritev Corporation
CTEV
$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
$12.9M
5
LAZR icon
Luminar Technologies
LAZR
$10.2M

Sector Composition

1 Healthcare 7.79%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.81%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KPLTW icon
101
Katapult Holdings, Inc. Warrant
KPLTW
$56K
$200K 0.04% 200,000 – –
GIX.RT
102
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$198K 0.04% 600,000 – –
ARYBW
103
DELISTED
ARYA Sciences Acquisition Corp II Warrant
ARYBW
$196K 0.04% +108,689 New +$196K
SCPE.WS
104
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$171K 0.03% 148,517 -20,483 -12% -$23.6K
GOEVW
105
DELISTED
Canoo Inc. Warrant
GOEVW
$161K 0.03% 69,500 -856,225 -92% -$1.98M
TMCWW
106
TMC the metals company Inc. Warrants
TMCWW
$13.8M
$143K 0.03% +79,497 New +$143K
BROGW
107
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$136K 0.03% 272,700 – –
LIVKW
108
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$126K 0.03% 267,826 – –
THCAW
109
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$120K 0.02% 266,818 -6,082 -2% -$2.74K
BMY.RT
110
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$104K 0.02% 46,000 – –
BRPAR
111
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$81K 0.02% 395,413 – –
ASLEW
112
DELISTED
AerSale Corporation Warrants
ASLEW
$68K 0.01% 136,103 -92,705 -41% -$46.3K
CIICW
113
DELISTED
CIIG Merger Corp. Warrants
CIICW
$47K 0.01% 55,107 -194,893 -78% -$166K
ASLE icon
114
AerSale
ASLE
$407M
– – -155,002 Closed -$1.59M
ASTS icon
115
AST SpaceMobile
ASTS
$13.2B
– – -600,000 Closed -$6.05M
CELU icon
116
Celularity
CELU
$94.4M
– – -500,000 Closed -$5.1M
CELUW icon
117
Celularity Inc. Warrant
CELUW
$862K
– – -300,000 Closed -$330K
CURI icon
118
CuriosityStream
CURI
$265M
– – -523,500 Closed -$5.26M
HYLN icon
119
Hyliion Holdings
HYLN
$295M
– – -14,000 Closed -$384K
LAZR icon
120
Luminar Technologies
LAZR
$117M
– – -949,998 Closed -$10.2M
OPEN icon
121
Opendoor
OPEN
$3.27B
– – -570,996 Closed -$6.71M
PAR icon
122
PAR Technology
PAR
$2.08B
– – -14,000 Closed -$419K
PRCH icon
123
Porch Group
PRCH
$1.77B
– – -195,000 Closed -$1.98M
CTEV
124
Claritev Corporation
CTEV
$1.14B
– – -1,536,000 Closed -$16.6M
GOEV
125
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– – -380,000 Closed -$4.09M
3 4
5
6 7