SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Return 3.95%
This Quarter Return
+19.71%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$333M
AUM Growth
+$89.6M
Cap. Flow
+$61.5M
Cap. Flow %
18.45%
Top 10 Hldgs %
40.27%
Holding
123
New
27
Increased
14
Reduced
23
Closed
18

Top Buys

1
CTEV
Claritev Corporation
CTEV
$16.6M
2
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
3
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$13.9M
4
CLOV icon
Clover Health Investments
CLOV
$10.7M
5
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$9.76M

Top Sells

1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$14.1M
2
GB
Global Blue Group Holding
GB
$10.2M
3
GNOG
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$10M
4
IMTX icon
Immatics
IMTX
$7.03M
5
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$5.05M

Sector Composition

1 Healthcare 13.33%
2 Technology 12.11%
3 Consumer Discretionary 9.56%
4 Communication Services 3.78%
5 Industrials 3.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHPM
101
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$110K 0.03%
+11,000
New +$110K
PTACW
102
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$88K 0.03%
125,000
– –
LIVKW
103
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$83K 0.02%
267,826
– –
PHGE.WS
104
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$56K 0.02%
117,125
-231,324
-66% -$111K
ACEL.WS
105
DELISTED
Accel Entertainment, Inc. Warrant, to purchase one Class A-1 Common Stock at an exercise price of $1
ACEL.WS
$36K 0.01%
15,400
-33,904
-69% -$79.3K
IMTX icon
106
Immatics
IMTX
$695M
– –
-690,618
Closed -$7.03M
LPRO icon
107
Open Lending Corp
LPRO
$267M
– –
-50,700
Closed -$515K
MAPS icon
108
WM Technology
MAPS
$121M
– –
-375,000
Closed -$3.69M
NXST icon
109
Nexstar Media Group
NXST
$6.27B
– –
-4,200
Closed -$242K
UTZ icon
110
Utz Brands
UTZ
$1.18B
– –
-324,399
Closed -$3.32M
BFIIW
111
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
– –
-550,000
Closed -$28K
TTCF
112
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-131,000
Closed -$1.35M
CHNG
113
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-58,700
Closed -$586K
ALUS.WS
114
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
– –
-430,500
Closed -$323K
CCX.U
115
DELISTED
Churchill Capital Corp II
CCX.U
– –
-73,607
Closed -$761K
FMCIW
116
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-809,505
Closed -$219K
CCXX.U
117
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
– –
-1,414,000
Closed -$14.1M
CCH.WS
118
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
– –
-634,332
Closed -$856K
ARYAW
119
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
– –
-343,671
Closed -$632K
VTIQW
120
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
– –
-160,000
Closed -$312K
DEACW
121
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
– –
-16,500
Closed -$47K
ALGRW
122
DELISTED
Allegro Merger Corp. Warrant
ALGRW
– –
-690,254
Closed -$35K
GB
123
DELISTED
Global Blue Group Holding
GB
– –
-1,009,998
Closed -$10.2M
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