SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
-3.01%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$244M
AUM Growth
+$244M
Cap. Flow
-$103M
Cap. Flow %
-42.35%
Top 10 Hldgs %
43.31%
Holding
134
New
38
Increased
10
Reduced
25
Closed
38

Top Buys

1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$14.1M
2
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$13.6M
3
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$6.93M
4
BKSY icon
BlackSky Technology
BKSY
$6.92M
5
DFPHU
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$6.9M

Top Sells

1
EXPCU
Experience Investment Corp. Unit
EXPCU
$12.1M
2
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$11M
3
LACQ
Leisure Acquisition Corp.
LACQ
$10.2M
4
ALUS.U
Alussa Energy Acquisition Corp.
ALUS.U
$8.68M
5
ARKO icon
ARKO Corp
ARKO
$8.22M

Sector Composition

1 Technology 21.09%
2 Consumer Discretionary 11.56%
3 Healthcare 9.56%
4 Financials 6.35%
5 Consumer Staples 5.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LIVKU
101
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
– –
-267,826
Closed -$2.69M
DKNG icon
102
DraftKings
DKNG
$23.7B
– –
-450,000
Closed -$4.82M
KKR icon
103
KKR & Co
KKR
$120B
– –
-17,000
Closed -$496K
SPRU icon
104
Spruce Power Holding Corp
SPRU
$27.1M
– –
-75,000
Closed -$5.96M
DM
105
DELISTED
Desktop Metal, Inc.
DM
– –
-50,000
Closed -$4.99M
UPH
106
DELISTED
UpHealth, Inc.
UPH
– –
-60,000
Closed -$5.97M
PAE
107
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-722,677
Closed -$7.47M
TRIT
108
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-600,000
Closed -$5.97M
LATNU
109
DELISTED
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
– –
-789,200
Closed -$8.04M
GLEO.U
110
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
– –
-410,586
Closed -$4.2M
AMHCU
111
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
– –
-490,000
Closed -$4.93M
SFTW.U
112
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
– –
-1,080,000
Closed -$11M
DFNS.U
113
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-175,000
Closed -$1.79M
SCPE
114
DELISTED
SC Health Corporation
SCPE
– –
-514,200
Closed -$5.11M
ALUS.U
115
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
– –
-861,000
Closed -$8.68M
APXTU
116
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-359,632
Closed -$3.77M
FSRVU
117
DELISTED
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
– –
-400,000
Closed -$4.09M
JIH.U
118
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
– –
-716,837
Closed -$7.31M
LACQ
119
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-980,000
Closed -$10.2M
LACQW
120
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-490,200
Closed -$506K
EXPCU
121
DELISTED
Experience Investment Corp. Unit
EXPCU
– –
-1,202,000
Closed -$12.1M
CIICU
122
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-500,000
Closed -$5.08M
SBE.U
123
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
– –
-600,000
Closed -$6.02M
OAC.U
124
DELISTED
Oaktree Acquisition Corp.
OAC.U
– –
-519,013
Closed -$5.29M
PTACU
125
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– –
-250,000
Closed -$2.56M
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