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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$128M
Cap. Flow
-$133M
Cap. Flow %
-68.68%
Top 10 Hldgs %
31.77%
Holding
202
New
5
Increased
7
Reduced
30
Closed
77

Top Buys

Rank Stock Value
1
PNTM
Pontem Corporation
PNTM
+$2.05M
2
PTHRU
Pono Capital Three, Inc. Unit
PTHRU
+$765K
3
NATI
National Instruments Corp
NATI
+$722K
4
HSPO
Horizon Space Acquisition I Corp
HSPO
+$555K
5
CPUH.WS
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
+$448K

Top Sells

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$5.94M
2
AEAC
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
+$5.8M
3
NGC
Northern Genesis Acquisition Corp. III
NGC
+$5.37M
4
CFIV
CF Acquisition Corp. IV Class A common stock
CFIV
+$5.37M
5
LGAC
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
+$5.25M

Sector Composition

Rank Sector Weight
1 Financials 84.7%
2 Technology 3.29%
3 Energy 2.78%
4 Utilities 2.36%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACRO.WS
76
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$56.2K 0.03%
328,845
– –
VEEAW
77
Veea Inc Warrant
VEEAW
$604K
$52.5K 0.03%
276,501
+200,000
+261% +$18.2K
IRRX.WS
78
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$52.2K 0.03%
174,000
-176,000
-50% -$43.2K
KCGI.WS
79
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$49.1K 0.03%
196,575
-201,671
-51% -$37.2K
BMAC.WS
80
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
$47.7K 0.02%
708,975
– –
APGB.WS
81
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$45.6K 0.02%
467,137
-69,483
-13% -$11K
JGGCR
82
DELISTED
Jaguar Global Growth Corporation I Right
JGGCR
$45.1K 0.02%
264,000
– –
OSI.WS
83
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$40.9K 0.02%
339,582
– –
FMIVW
84
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$37K 0.02%
295,626
+200,000
+209% +$20.1K
ZTAQW
85
DELISTED
Zimmer Energy Transition Acquisition Corp. Warrants
ZTAQW
$35K 0.02%
200,000
+2,123
+1% +$357
PRPC.WS
86
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$34.4K 0.02%
168,986
-80,947
-32% -$14.6K
BCSAW
87
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$33.7K 0.02%
300,000
– –
LIVBW
88
DELISTED
LIV Capital Acquisition Corp. II Warrants
LIVBW
$33.1K 0.02%
647,790
-56,250
-8% -$5.46K
PNTM.WS
89
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$32.8K 0.02%
191,266
– –
SLAMW
90
DELISTED
Slam Corp. warrant
SLAMW
$31.9K 0.02%
138,607
– –
JWSM.WS
91
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$27.8K 0.01%
256,061
– –
GCTS.WS
92
GCT Semiconductor Holding Warrants
GCTS.WS
$21.2M
$25.3K 0.01%
230,500
– –
LCAHW
93
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$23.6K 0.01%
143,450
– –
PLMJW
94
DELISTED
Plum Acquisition Corp. III Warrant
PLMJW
$21.9K 0.01%
199,334
– –
OCAXW
95
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$21.5K 0.01%
272,761
-193,370
-41% -$13.6K
XFINW
96
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$19.7K 0.01%
334,685
-20,092
-6% -$1.49K
CORS.WS
97
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$19.2K 0.01%
120,000
-168,009
-58% -$25.8K
CDAQW
98
DELISTED
Compass Digital Acquisition Corp. Warrant
CDAQW
$19.1K 0.01%
147,008
– –
GFGDW
99
DELISTED
The Growth for Good Acquisition Corporation Warrant
GFGDW
$19K 0.01%
199,500
– –
ADEX.WS
100
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$16.8K 0.01%
209,602
-30,398
-13% -$2.16K
2 3
4
5 6

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Sage Rock Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Sage Rock Capital Management held 202 positions worth $193M, down 40% from $321M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sage Rock Capital Management withdrew a net $133M in Q1 2023, closing 77 positions and reducing 30 holdings. Its most notable exit was Vector Acquisition Corporation II Class A Ordinary Shares, an estimated $5.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 85% of assets, down from 86% a quarter earlier, followed by Technology and Energy.

Against the trend, Sage Rock Capital Management opened a new position in Pono Capital Three, Inc. Unit worth $769K.

  • Sage Rock Capital Management's largest Q1 2023 buy was Pono Capital Three, Inc. Unit: 74,922 shares worth $769K.
  • Sage Rock Capital Management added most to Pontem Corporation in Q1 2023, an estimated $2.05M increase.
  • Sage Rock Capital Management's biggest Q1 2023 reduction was CF Acquisition Corp. IV Class A common stock, cutting an estimated $5.37M.
  • Sage Rock Capital Management fully exited Vector Acquisition Corporation II Class A Ordinary Shares in Q1 2023, selling an estimated $5.94M.
  • Sage Rock Capital Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2023.
  • Sage Rock Capital Management opened 5 new positions and closed 77 in Q1 2023.
  • Sage Rock Capital Management's portfolio value fell 40% quarter-over-quarter to $193M.

Based on Sage Rock Capital Management's 13F filing for Q1 2023, filed 15 May 2023.