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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVFB
76
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$4.55M 0.68%
463,500
– –
SCOBU
77
DELISTED
ScION Tech Growth II Units
SCOBU
$4.53M 0.67%
455,000
– –
WPCB.U
78
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$4.43M 0.66%
446,500
– –
WAVC.U
79
DELISTED
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
$4.42M 0.66%
+448,500
New +$4.44M
GSQB.U
80
DELISTED
G Squared Ascend II Inc. Units, each consisting of one Class A ordinary share and one-third of a redeemable Warrant to acquire one Class A ordinary shares
GSQB.U
$4.23M 0.63%
421,300
– –
GOAC
81
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$4.22M 0.63%
430,300
-143,500
-25% -$1.4M
CCVI.U
82
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$4.19M 0.62%
417,586
-4,414
-1% -$44.5K
TACA
83
DELISTED
Trepont Acquisition Corp I
TACA
$4.16M 0.62%
417,000
-184,452
-31% -$1.83M
DCRDU
84
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
$4.04M 0.6%
+400,000
New +$4.02M
MSDAU
85
DELISTED
MSD Acquisition Corp. Unit
MSDAU
$4M 0.59%
400,000
– –
HCNEU
86
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$4M 0.59%
400,000
– –
HCAQ
87
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$3.96M 0.59%
400,000
-192,000
-32% -$1.9M
AAC.U
88
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$3.95M 0.59%
399,096
-125,704
-24% -$1.25M
SPKBU
89
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
$3.83M 0.57%
382,500
– –
FMIVU
90
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$3.83M 0.57%
382,500
– –
WPCA.U
91
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$3.83M 0.57%
382,500
-69,000
-15% -$691K
OXUSU
92
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
$3.82M 0.57%
+375,000
New +$3.79M
FTPAU
93
DELISTED
FTAC Parnassus Acquisition Corp. Unit
FTPAU
$3.81M 0.57%
382,500
– –
LCAAU
94
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$3.8M 0.56%
382,500
– –
ACTDU
95
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
$3.8M 0.56%
382,500
– –
VGII.U
96
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$3.79M 0.56%
382,500
– –
FRXB.U
97
DELISTED
Forest Road Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
FRXB.U
$3.78M 0.56%
382,500
– –
DSAQ.U
98
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$3.78M 0.56%
+375,000
New +$3.78M
FTEV.U
99
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
$3.78M 0.56%
382,500
– –
NSTD.U
100
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$3.77M 0.56%
382,500
– –
2 3
4
5 6

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.