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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+9.02%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$99.5M
Cap. Flow
+$67.3M
Cap. Flow %
11.17%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
20
Closed
66

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$13.7M
2
SCOAU
ScION Tech Growth I Unit
SCOAU
+$12.4M
3
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
+$10.9M
4
PACE.U
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
+$10.8M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$10.7M

Top Sells

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
+$14.6M
3
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
+$14.5M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$13.3M
5
AVPT icon
AvePoint
AVPT
+$12.6M

Sector Composition

Rank Sector Weight
1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIX.WS
76
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$1.18M 0.2%
600,000
– –
CLCT
77
DELISTED
Collectors Universe
CLCT
$1.13M 0.19%
+15,000
New +$1.02M
CHPMW
78
DELISTED
CHP Merger Corp. Warrant
CHPMW
$1.04M 0.17%
802,800
-30,722
-4% -$36.4K
MKTWW
79
DELISTED
MarketWise, Inc. Warrant
MKTWW
$1.03M 0.17%
603,050
+65,000
+12% +$83.7K
ETACW
80
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$994K 0.17%
657,999
+257,999
+64% +$281K
ETWO
81
DELISTED
E2open Parent Holdings
ETWO
$927K 0.15%
+85,500
New +$885K
ASAQ.WS
82
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$864K 0.14%
+785,080
New +$578K
SCVX.WS
83
DELISTED
SCVX Corp.
SCVX.WS
$849K 0.14%
499,618
-192,171
-28% -$255K
TWCTW
84
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
$782K 0.13%
+474,032
New +$654K
NBA.WS
85
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
$779K 0.13%
+779,383
New +$540K
LCIDW
86
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$774K 0.13%
509,120
+279,120
+121% +$341K
WGSWW
87
DELISTED
GeneDx Holdings Warrant
WGSWW
$773K 0.13%
+283,332
New +$712K
FFAIW
88
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
$735K 0.12%
700,000
-185,000
-21% -$116K
BOWXU
89
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$685K 0.11%
64,000
-613,400
-91% -$6.31M
LVOXW
90
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$679K 0.11%
450,000
– –
PCG icon
91
PG&E
PCG
$38B
$660K 0.11%
53,000
– –
MSPRZ
92
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$645K 0.11%
+551,100
New +$502K
WPF.WS
93
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$644K 0.11%
254,666
– –
PTK.WS
94
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
$609K 0.1%
+529,387
New +$349K
LATNW
95
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$599K 0.1%
630,000
– –
TALKW
96
DELISTED
Talkspace Inc Warrant
TALKW
$560K 0.09%
325,000
-333,730
-51% -$354K
TREB.WS
97
DELISTED
Trebia Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
TREB.WS
$542K 0.09%
+260,359
New +$403K
VIHAW
98
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$519K 0.09%
+467,900
New +$457K
CMPOW
99
DELISTED
CompoSecure Inc Warrant
CMPOW
$517K 0.09%
+423,945
New +$386K
GSAH.WS
100
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
$512K 0.09%
+200,125
New +$373K
2 3
4
5 6

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Sage Rock Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sage Rock Capital Management held 188 positions worth $603M, up 20% from $503M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sage Rock Capital Management deployed $67.3M of net new capital in Q4 2020, opening 75 new positions and adding to 7 existing holdings. Its largest new stake was Lucid Motors: 139,560 shares worth $14M.

By sector, the portfolio is most concentrated in Healthcare at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pershing Square Tontine Holdings, Ltd., an estimated $13.3M trimmed.

  • Sage Rock Capital Management's largest Q4 2020 buy was Lucid Motors: 139,560 shares worth $14M.
  • Sage Rock Capital Management added most to Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of in Q4 2020, an estimated $3.3M increase.
  • Sage Rock Capital Management's biggest Q4 2020 reduction was Pershing Square Tontine Holdings, Ltd., cutting an estimated $13.3M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth in Q4 2020, selling an estimated $20M.
  • Sage Rock Capital Management's ten largest holdings make up 21% of its $603M portfolio in Q4 2020.
  • Sage Rock Capital Management opened 75 new positions and closed 66 in Q4 2020.
  • Sage Rock Capital Management's portfolio value rose 20% quarter-over-quarter to $603M.

Based on Sage Rock Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.