SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+8.63%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$603M
AUM Growth
+$603M
Cap. Flow
+$84M
Cap. Flow %
13.94%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
21
Closed
66

Top Buys

1
LCID icon
Lucid Motors
LCID
$14M
2
IPOE.U
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
$12.6M
3
SCOAU
ScION Tech Growth I Unit
SCOAU
$12.4M
4
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$12.3M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
$11.7M

Top Sells

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$15.2M
3
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$14.6M
4
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
$14.5M
5
AVPT icon
AvePoint
AVPT
$12.6M

Sector Composition

1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIX.WS
76
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$1.18M 0.2% 600,000 – –
CLCT
77
DELISTED
Collectors Universe
CLCT
$1.13M 0.19% +15,000 New +$1.13M
CHPMW
78
DELISTED
CHP Merger Corp. Warrant
CHPMW
$1.04M 0.17% 802,800 -30,722 -4% -$40K
MKTWW
79
DELISTED
MarketWise, Inc. Warrant
MKTWW
$1.03M 0.17% 603,050 +65,000 +12% +$111K
ETACW
80
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$994K 0.17% 657,999 +257,999 +64% +$390K
ETWO
81
DELISTED
E2open Parent Holdings
ETWO
$927K 0.15% +85,500 New +$927K
ASAQ.WS
82
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$864K 0.14% +785,080 New +$864K
SCVX.WS
83
DELISTED
SCVX Corp.
SCVX.WS
$849K 0.14% 499,618 -192,171 -28% -$327K
TWCTW
84
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
$782K 0.13% +474,032 New +$782K
NBA.WS
85
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
$779K 0.13% +779,383 New +$779K
LCIDW
86
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$774K 0.13% 509,120 +279,120 +121% +$424K
WGSWW
87
GeneDx Holdings Corp. Warrant
WGSWW
$3.65M
$773K 0.13% +283,332 New +$773K
FFAIW
88
Faraday Future Intelligent Electric Inc. Warrant
FFAIW
$5.04M
$735K 0.12% 700,000 -185,000 -21% -$194K
BOWXU
89
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$685K 0.11% 64,000 -613,400 -91% -$6.57M
LVOXW
90
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$679K 0.11% 450,000 – –
PCG icon
91
PG&E
PCG
$33.6B
$660K 0.11% 53,000 – –
MSPRZ
92
MSP Recovery, Inc. Warrant
MSPRZ
$645K 0.11% +551,100 New +$645K
WPF.WS
93
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$644K 0.11% 254,666 – –
PTK.WS
94
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
$609K 0.1% +529,387 New +$609K
LATNW
95
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$599K 0.1% 630,000 – –
TALKW icon
96
Talkspace, Inc. Warrant
TALKW
$3.35M
$560K 0.09% 325,000 -333,730 -51% -$575K
TREB.WS
97
DELISTED
Trebia Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
TREB.WS
$542K 0.09% +260,359 New +$542K
VIHAW
98
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$519K 0.09% +467,900 New +$519K
CMPOW icon
99
CompoSecure, Inc. Warrant
CMPOW
$1.13B
$517K 0.09% +423,945 New +$517K
GSAH.WS
100
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
$512K 0.09% +200,125 New +$512K
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4
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