SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+2.09%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$503M
AUM Growth
+$503M
Cap. Flow
+$161M
Cap. Flow %
32.06%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
$16.2M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$16M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$15.6M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$15M

Top Sells

1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$18M
2
CTEV
Claritev Corporation
CTEV
$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
$12.9M
5
LAZR icon
Luminar Technologies
LAZR
$10.2M

Sector Composition

1 Healthcare 7.79%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.81%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JSPRW icon
76
Japer Therapeutics, Inc. Warrants
JSPRW
$1.04M
$606K 0.12% 513,300 – –
WPF.WS
77
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$576K 0.11% +254,666 New +$576K
FEAC.U
78
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$568K 0.11% 44,000 -1,397,000 -97% -$18M
GIX.WS
79
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$546K 0.11% 600,000 – –
PCG icon
80
PG&E
PCG
$33.6B
$498K 0.1% +53,000 New +$498K
LATNW
81
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$473K 0.09% 630,000 – –
IPV.WS
82
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$471K 0.09% 577,951 – –
ASTSW
83
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$436K 0.09% 360,000 – –
FAII.U
84
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$426K 0.08% +41,400 New +$426K
LVOXW
85
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$378K 0.08% 450,000 – –
ETACW
86
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$377K 0.07% +400,000 New +$377K
HCCOW
87
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$376K 0.07% 210,137 -576,016 -73% -$1.03M
LCIDW
88
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$340K 0.07% +230,000 New +$340K
FFAIW
89
Faraday Future Intelligent Electric Inc. Warrant
FFAIW
$5.04M
$330K 0.07% +885,000 New +$330K
TRNE.WS
90
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$328K 0.07% 125,000 -125,000 -50% -$328K
GOAC.WS
91
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$319K 0.06% +289,733 New +$319K
FUSE.WS
92
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$300K 0.06% +275,000 New +$300K
MAPSW icon
93
WM Technology, Inc. Warrants
MAPSW
$3.29M
$274K 0.05% 450,000 – –
GLEO.WS
94
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$254K 0.05% 410,586 – –
LTRYW icon
95
Lottery.com, Inc. Warrants
LTRYW
$272K
$232K 0.05% 630,120 – –
DGNR.U
96
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
$224K 0.04% +18,248 New +$224K
SAQNW
97
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$220K 0.04% 229,144 -541,006 -70% -$519K
ADNWW
98
Advent Technologies Holdings Warrant
ADNWW
$11.6K
$218K 0.04% 320,641 -79,359 -20% -$54K
VMD icon
99
Viemed Healthcare
VMD
$286M
$217K 0.04% 25,000 – –
OBIO icon
100
Orchestra BioMed
OBIO
$147M
$201K 0.04% +18,285 New +$201K
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