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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$503M
AUM Growth
+$170M
Cap. Flow
+$161M
Cap. Flow %
32.01%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
+$16M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$15.8M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
+$15.5M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$14.7M

Top Sells

Rank Stock Value
1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
+$17.3M
2
CTEV
Claritev Corp
CTEV
+$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
+$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
+$12.9M
5
LAZR
Luminar Technologies
LAZR
+$10.2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.99%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.61%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSPRW icon
76
Japer Therapeutics Warrants
JSPRW
$149K
$606K 0.12%
513,300
– –
WPF.WS
77
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$576K 0.11%
+254,666
New +$539K
FEAC.U
78
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$568K 0.11%
44,000
-1,397,000
-97% -$17.3M
GIX.WS
79
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$546K 0.11%
600,000
– –
PCG icon
80
PG&E
PCG
$37.6B
$498K 0.1%
+53,000
New +$491K
LATNW
81
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$473K 0.09%
630,000
– –
IPV.WS
82
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$471K 0.09%
577,951
– –
ASTSW
83
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$436K 0.09%
360,000
– –
FAII.U
84
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$426K 0.08%
+41,400
New +$425K
LVOXW
85
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$378K 0.08%
450,000
– –
ETACW
86
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$377K 0.07%
+400,000
New +$445K
HCCOW
87
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$376K 0.07%
210,137
-576,016
-73% -$970K
LCIDW
88
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$340K 0.07%
+230,000
New +$353K
FFAIW
89
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
$330K 0.07%
+885,000
New +$326K
TRNE.WS
90
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$328K 0.07%
125,000
-125,000
-50% -$235K
GOAC.WS
91
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$319K 0.06%
+289,733
New +$290K
FUSE.WS
92
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$300K 0.06%
+275,000
New +$205K
MAPSW
93
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$274K 0.05%
450,000
– –
GLEO.WS
94
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$254K 0.05%
410,586
– –
LTRYW icon
95
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$503
$232K 0.05%
630,120
– –
DGNR.U
96
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
$224K 0.04%
+18,248
New +$216K
SAQNW
97
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$220K 0.04%
229,144
-541,006
-70% -$604K
ADNWW
98
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$218K 0.04%
320,641
-79,359
-20% -$40K
VMD icon
99
Viemed Healthcare
VMD
$355M
$217K 0.04%
25,000
– –
OBIO icon
100
Orchestra BioMed
OBIO
$268M
$201K 0.04%
+18,285
New +$205K
2 3
4
5 6

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Sage Rock Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Sage Rock Capital Management held 156 positions worth $503M, up 51% from $333M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sage Rock Capital Management deployed $161M of net new capital in Q3 2020, opening 51 new positions and adding to 9 existing holdings. Its largest new stake was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, an estimated $17.3M trimmed.

  • Sage Rock Capital Management's largest Q3 2020 buy was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.
  • Sage Rock Capital Management added most to CHP Merger Corp. Class A Common Stock in Q3 2020, an estimated $9.7M increase.
  • Sage Rock Capital Management's biggest Q3 2020 reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, cutting an estimated $17.3M.
  • Sage Rock Capital Management fully exited Claritev Corp in Q3 2020, selling an estimated $16.6M.
  • Sage Rock Capital Management's ten largest holdings make up 30% of its $503M portfolio in Q3 2020.
  • Sage Rock Capital Management opened 51 new positions and closed 43 in Q3 2020.
  • Sage Rock Capital Management's portfolio value rose 51% quarter-over-quarter to $503M.

Based on Sage Rock Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.