We are live on ! Find out more
SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+19.49%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$89.6M
Cap. Flow
+$61.7M
Cap. Flow %
18.51%
Top 10 Hldgs %
40.27%
Holding
123
New
27
Increased
14
Reduced
23
Closed
18

Top Buys

Rank Stock Value
1
CTEV
Claritev Corp
CTEV
+$15.5M
2
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
+$15.4M
3
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
+$13.5M
4
CLOV icon
Clover Health Investments
CLOV
+$10.2M
5
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
+$9.74M

Top Sells

Rank Stock Value
1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
+$14.1M
2
GB
Global Blue Group Holding
GB
+$10.2M
3
IMTX icon
Immatics
IMTX
+$7.03M
4
GNOG
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
+$6.24M
5
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
+$5M

Sector Composition

Rank Sector Weight
1 Healthcare 13.63%
2 Technology 11.51%
3 Consumer Discretionary 9.56%
4 Financials 3.9%
5 Communication Services 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELUW
76
DELISTED
Celularity Inc
CELUW
$330K 0.1%
300,000
– –
JIH.WS
77
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$312K 0.09%
358,418
– –
GIX.WS
78
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$297K 0.09%
600,000
– –
LTRYW icon
79
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$644
$290K 0.09%
630,120
-21,780
-3% -$4.52K
BIOX.WS
80
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$255K 0.08%
1,216,612
– –
FTACW
81
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$253K 0.08%
+110,000
New +$108K
VMD icon
82
Viemed Healthcare
VMD
$371M
$240K 0.07%
25,000
-115,000
-82% -$894K
GLEO.WS
83
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$238K 0.07%
410,586
– –
CIICW
84
DELISTED
CIIG Merger Corp. Warrants
CIICW
$238K 0.07%
250,000
– –
OAC.WS
85
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$228K 0.07%
173,004
– –
MAPSW
86
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$225K 0.07%
450,000
– –
LATNW
87
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$221K 0.07%
630,000
-134,564
-18% -$33.1K
ADNWW
88
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$219K 0.07%
400,000
-360,000
-47% -$116K
KPLTW
89
DELISTED
Katapult Holdings Warrant
KPLTW
$210K 0.06%
200,000
– –
CFFAW
90
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$189K 0.06%
140,000
-140,000
-50% -$105K
SCPE.WS
91
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$183K 0.05%
169,000
+6,100
+4% +$6.21K
BMY.RT
92
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$165K 0.05%
+46,000
New +$166K
GIX.RT
93
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$162K 0.05%
600,000
– –
SBE.WS
94
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$158K 0.05%
199,999
– –
PIC.WS
95
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$158K 0.05%
199,999
– –
ASLEW
96
DELISTED
AerSale Corp Warrants
ASLEW
$149K 0.04%
228,808
-121,192
-35% -$37.6K
THCAW
97
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$147K 0.04%
272,900
– –
BROGW
98
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$134K 0.04%
272,700
– –
LOAK.WS
99
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
$113K 0.03%
+150,000
New +$103K
BRPAR
100
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$111K 0.03%
395,413
+145,413
+58% +$24.3K
1 2 3
4
5

Similar funds

CMG
Cavalry Management Group San Francisco, California $22.3M AUM 65.95% 1-Year Est. Return
KLM
Kennedy Lewis Management New York $21.9M AUM 12.46% 1-Year Est. Return
TM
Tiger Management New York $22.8M AUM 0.71% 1-Year Est. Return
OCM
Oakview Capital Management Dallas, Texas $21.6M AUM 20.25% 1-Year Est. Return
A
AJOVista Boston, Massachusetts $23.4M AUM 76.18% 1-Year Est. Return
LC
Linse Capital San Juan, Puerto Rico $24.6M AUM 30.05% 1-Year Est. Return
WA
WuXi AppTec Shanghai, China $19M AUM 20.22% 1-Year Est. Return
PFG
Peterson Financial Group Des Moines, Iowa $26M AUM 28.41% 1-Year Est. Return

Sage Rock Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Sage Rock Capital Management held 123 positions worth $333M, up 37% from $244M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Sage Rock Capital Management deployed $61.7M of net new capital in Q2 2020, opening 27 new positions and adding to 14 existing holdings. Its largest new stake was Claritev Corp: 38,400 shares worth $16.6M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, up from 10% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Golden Nugget Online Gaming, Inc. Class A Common Stock, an estimated $6.24M trimmed.

  • Sage Rock Capital Management's largest Q2 2020 buy was Claritev Corp: 38,400 shares worth $16.6M.
  • Sage Rock Capital Management added most to DFP Healthcare Acquisitions Corp. Unit in Q2 2020, an estimated $3.77M increase.
  • Sage Rock Capital Management's biggest Q2 2020 reduction was Golden Nugget Online Gaming, Inc. Class A Common Stock, cutting an estimated $6.24M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt in Q2 2020, selling an estimated $14.1M.
  • Sage Rock Capital Management's ten largest holdings make up 40% of its $333M portfolio in Q2 2020.
  • Sage Rock Capital Management opened 27 new positions and closed 18 in Q2 2020.
  • Sage Rock Capital Management's portfolio value rose 37% quarter-over-quarter to $333M.

Based on Sage Rock Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.