SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+19.71%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$333M
AUM Growth
+$89.6M
Cap. Flow
+$61.5M
Cap. Flow %
18.45%
Top 10 Hldgs %
40.27%
Holding
123
New
27
Increased
14
Reduced
23
Closed
18

Top Buys

1
CTEV
Claritev Corporation
CTEV
$16.6M
2
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
3
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$13.9M
4
CLOV icon
Clover Health Investments
CLOV
$10.7M
5
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$9.76M

Top Sells

1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$14.1M
2
GB
Global Blue Group Holding
GB
$10.2M
3
GNOG
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$10M
4
IMTX icon
Immatics
IMTX
$7.03M
5
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$5.05M

Sector Composition

1 Healthcare 13.33%
2 Technology 12.11%
3 Consumer Discretionary 9.56%
4 Communication Services 3.78%
5 Industrials 3.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CELUW icon
76
Celularity Inc. Warrant
CELUW
$589K
$330K 0.1%
300,000
– –
JIH.WS
77
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$312K 0.09%
358,418
– –
GIX.WS
78
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$297K 0.09%
600,000
– –
LTRYW icon
79
Lottery.com, Inc. Warrants
LTRYW
$366K
$290K 0.09%
630,120
-21,780
-3% -$10K
BIOX.WS
80
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$255K 0.08%
1,216,612
– –
FTACW
81
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$253K 0.08%
+110,000
New +$253K
VMD icon
82
Viemed Healthcare
VMD
$264M
$240K 0.07%
25,000
-115,000
-82% -$1.1M
GLEO.WS
83
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$238K 0.07%
410,586
– –
CIICW
84
DELISTED
CIIG Merger Corp. Warrants
CIICW
$238K 0.07%
250,000
– –
OAC.WS
85
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$228K 0.07%
173,004
– –
MAPSW icon
86
WM Technology, Inc. Warrants
MAPSW
$2.83M
$225K 0.07%
450,000
– –
LATNW
87
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$221K 0.07%
630,000
-134,564
-18% -$47.2K
ADNWW
88
Advent Technologies Holdings Warrant
ADNWW
$12.1K
$219K 0.07%
400,000
-360,000
-47% -$197K
KPLTW icon
89
Katapult Holdings, Inc. Warrant
KPLTW
$63.6K
$210K 0.06%
200,000
– –
CFFAW
90
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$189K 0.06%
140,000
-140,000
-50% -$189K
SCPE.WS
91
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$183K 0.05%
169,000
+6,100
+4% +$6.61K
BMY.RT
92
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$165K 0.05%
+46,000
New +$165K
GIX.RT
93
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$162K 0.05%
600,000
– –
SBE.WS
94
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$158K 0.05%
199,999
– –
PIC.WS
95
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$158K 0.05%
199,999
– –
ASLEW
96
DELISTED
AerSale Corporation Warrants
ASLEW
$149K 0.04%
228,808
-121,192
-35% -$78.9K
THCAW
97
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$147K 0.04%
272,900
– –
BROGW
98
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$134K 0.04%
272,700
– –
LOAK.WS
99
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
$113K 0.03%
+150,000
New +$113K
BRPAR
100
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$111K 0.03%
395,413
+145,413
+58% +$40.8K
1 2 3
4
5