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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$128M
Cap. Flow
-$133M
Cap. Flow %
-68.68%
Top 10 Hldgs %
31.77%
Holding
202
New
5
Increased
7
Reduced
30
Closed
77

Top Buys

Rank Stock Value
1
PNTM
Pontem Corporation
PNTM
+$2.05M
2
PTHRU
Pono Capital Three, Inc. Unit
PTHRU
+$765K
3
NATI
National Instruments Corp
NATI
+$722K
4
HSPO
Horizon Space Acquisition I Corp
HSPO
+$555K
5
CPUH.WS
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
+$448K

Top Sells

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$5.94M
2
AEAC
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
+$5.8M
3
NGC
Northern Genesis Acquisition Corp. III
NGC
+$5.37M
4
CFIV
CF Acquisition Corp. IV Class A common stock
CFIV
+$5.37M
5
LGAC
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
+$5.25M

Sector Composition

Rank Sector Weight
1 Financials 84.7%
2 Technology 3.29%
3 Energy 2.78%
4 Utilities 2.36%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSPO
51
DELISTED
Horizon Space Acquisition I Corp
HSPO
$558K 0.29%
+54,600
New +$555K
ROCAR
52
DELISTED
ROC Energy Acquisition Corp. Rights
ROCAR
$506K 0.26%
1,444,493
-141,961
-9% -$43.3K
GFL icon
53
GFL Environmental
GFL
$14.8B
$482K 0.25%
14,000
-3,500
-20% -$110K
DEN
54
DELISTED
Denbury Inc.
DEN
$429K 0.22%
4,900
-1,600
-25% -$135K
ATMC
55
DELISTED
AlphaTime Acquisition Corp
ATMC
$404K 0.21%
+39,500
New +$401K
KFY icon
56
Korn Ferry
KFY
$4.29B
$341K 0.18%
+6,600
New +$356K
NFNT
57
DELISTED
Infinite Acquisition Corp.
NFNT
$274K 0.14%
26,300
– –
HZON.WS
58
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$245K 0.13%
522,000
-58,000
-10% -$28.3K
MTVC
59
DELISTED
Motive Capital Corp II
MTVC
$219K 0.11%
21,000
– –
TGAA
60
DELISTED
Target Global Acquisition I Corp. Class A Ordinary Share
TGAA
$219K 0.11%
21,000
– –
PNST
61
DELISTED
Pinstripes Holdings, Inc.
PNST
$218K 0.11%
21,000
– –
GFF icon
62
Griffon
GFF
$4.7B
$208K 0.11%
6,500
-1,500
-19% -$54.9K
CFIV
63
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$207K 0.11%
20,020
-525,000
-96% -$5.37M
VMD icon
64
Viemed Healthcare
VMD
$360M
$200K 0.1%
20,700
-55,800
-73% -$486K
ALIT icon
65
Alight
ALIT
$409M
$184K 0.1%
1,000
– –
STET.WS
66
DELISTED
ST Energy Transition I Ltd. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50, included as part of the SAIL securities
STET.WS
$184K 0.1%
1,079,628
– –
ACAQ
67
DELISTED
Athena Consumer Acquisition Corp.
ACAQ
$182K 0.09%
16,978
– –
SVIIR
68
DELISTED
Spring Valley Acquisition Corp II Rights
SVIIR
$160K 0.08%
801,100
+201,100
+34% +$38.1K
AMPX.WS icon
69
Amprius Technologies Warrants
AMPX.WS
$559M
$150K 0.08%
300,000
-399,990
-57% -$129K
PPYA
70
DELISTED
Papaya Growth Opportunity Corp. I Class A Common Stock
PPYA
$108K 0.06%
10,400
-37,104
-78% -$383K
FLYX.WS icon
71
flyExclusive Inc Warrants
FLYX.WS
$105K 0.05%
600,000
+300,000
+100% +$55K
PMGMW
72
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$101K 0.05%
670,068
-6,480
-1% -$1.07K
RRAC.WS
73
DELISTED
Rigel Resource Acquisition Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RRAC.WS
$97.4K 0.05%
738,230
-27,270
-4% -$4.29K
GFGDR
74
DELISTED
The Growth for Good Acquisition Corporation Right
GFGDR
$65.4K 0.03%
504,000
– –
MTVC.WS
75
DELISTED
Motive Capital Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
MTVC.WS
$65.1K 0.03%
414,643
– –
1 2
3
4 5

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Sage Rock Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Sage Rock Capital Management held 202 positions worth $193M, down 40% from $321M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sage Rock Capital Management withdrew a net $133M in Q1 2023, closing 77 positions and reducing 30 holdings. Its most notable exit was Vector Acquisition Corporation II Class A Ordinary Shares, an estimated $5.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 85% of assets, down from 86% a quarter earlier, followed by Technology and Energy.

Against the trend, Sage Rock Capital Management opened a new position in Pono Capital Three, Inc. Unit worth $769K.

  • Sage Rock Capital Management's largest Q1 2023 buy was Pono Capital Three, Inc. Unit: 74,922 shares worth $769K.
  • Sage Rock Capital Management added most to Pontem Corporation in Q1 2023, an estimated $2.05M increase.
  • Sage Rock Capital Management's biggest Q1 2023 reduction was CF Acquisition Corp. IV Class A common stock, cutting an estimated $5.37M.
  • Sage Rock Capital Management fully exited Vector Acquisition Corporation II Class A Ordinary Shares in Q1 2023, selling an estimated $5.94M.
  • Sage Rock Capital Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2023.
  • Sage Rock Capital Management opened 5 new positions and closed 77 in Q1 2023.
  • Sage Rock Capital Management's portfolio value fell 40% quarter-over-quarter to $193M.

Based on Sage Rock Capital Management's 13F filing for Q1 2023, filed 15 May 2023.