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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
LCA
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBC
51
SBC Medical Group
SBC
$314M
$3.35M 1.04%
328,322
-15,090
-4% -$153K
DGNU
52
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$3.29M 1.03%
333,800
– –
FTPA
53
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$3.28M 1.02%
326,916
– –
HERA
54
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$3.27M 1.02%
323,344
– –
LCAA
55
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$3.27M 1.02%
323,346
– –
SVFB
56
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$3.26M 1.02%
323,341
– –
VEEA
57
Veea Inc
VEEA
$8.74M
$3.26M 1.02%
323,345
– –
FRON
58
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$3.26M 1.02%
323,344
– –
LDHA
59
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$3.26M 1.02%
323,345
– –
SPKB
60
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
$3.25M 1.02%
322,568
– –
FMIV
61
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$3.24M 1.01%
323,344
– –
HCNE
62
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$3.22M 1%
323,004
– –
ASBP
63
Aspire Biopharma
ASBP
$10M
$3.19M 1%
258
-40
-13% -$490K
PICC
64
DELISTED
Pivotal Investment Corporation III
PICC
$3.17M 0.99%
312,885
– –
SCOB
65
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$3.17M 0.99%
312,882
– –
ABGI
66
DELISTED
ABG Acquisition Corp. I
ABGI
$3.16M 0.98%
312,881
– –
BRIV
67
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$3.04M 0.95%
304,935
– –
SKYA
68
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
$2.92M 0.91%
290,000
– –
YTPG
69
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$2.63M 0.82%
267,327
– –
PLTNU
70
DELISTED
Plutonian Acquisition Corp. Unit
PLTNU
$2.51M 0.78%
+249,100
New +$2.51M
JGGC
71
DELISTED
Jaguar Global Growth Corporation I Class A Ordinary Shares
JGGC
$2.37M 0.74%
231,600
– –
IVCA
72
DELISTED
Investcorp India Acquisition Corp
IVCA
$2.07M 0.64%
199,744
– –
CVII
73
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$2.03M 0.63%
203,310
– –
CERO
74
DELISTED
CERo Therapeutics
CERO
$1.89M 0.59%
92
– –
ARYE
75
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$1.54M 0.48%
153,029
– –
1 2
3
4 5

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Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.