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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+9.02%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$99.5M
Cap. Flow
+$67.3M
Cap. Flow %
11.17%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
20
Closed
66

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$13.7M
2
SCOAU
ScION Tech Growth I Unit
SCOAU
+$12.4M
3
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
+$10.9M
4
PACE.U
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
+$10.8M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$10.7M

Top Sells

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
+$14.6M
3
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
+$14.5M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$13.3M
5
AVPT icon
AvePoint
AVPT
+$12.6M

Sector Composition

Rank Sector Weight
1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYGG.U
51
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
$5.88M 0.98%
+546,060
New +$5.76M
NAUT icon
52
Nautilus Biotechnolgy
NAUT
$115M
$5.81M 0.96%
535,604
-50,126
-9% -$528K
SCVX
53
DELISTED
SCVX Corp.
SCVX
$5.79M 0.96%
562,572
– –
IPOD.U
54
DELISTED
Social Capital Hedosophia Holdings Corp. IV Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOD.U
$5.71M 0.95%
+390,000
New +$4.66M
VIHAU
55
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
$5.56M 0.92%
520,000
-475,000
-48% -$4.8M
MRACU
56
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
$5.42M 0.9%
+500,000
New +$5.34M
PTICU
57
DELISTED
PropTech Investment Corporation II Unit
PTICU
$5.32M 0.88%
+500,000
New +$5.19M
MOTV.U
58
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$5.27M 0.87%
+500,000
New +$5.18M
COOLU
59
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
$5.22M 0.87%
+500,000
New +$5.19M
GFX.U
60
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$5.2M 0.86%
+500,000
New +$5.2M
CCV.U
61
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$4.74M 0.79%
+451,700
New +$4.73M
SPFR.U
62
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$4.7M 0.78%
+425,000
New +$4.6M
JSPR icon
63
Jasper Therapeutics
JSPR
$23.6M
$4.64M 0.77%
46,356
– –
HZAC
64
DELISTED
Horizon Acquisition Corporation
HZAC
$4.51M 0.75%
+450,000
New +$4.51M
PSTH
65
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$4.27M 0.71%
154,000
-549,400
-78% -$13.3M
CAPAU
66
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
$4.21M 0.7%
407,500
– –
DDMXU
67
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
$4.2M 0.7%
+400,000
New +$4.17M
FRX.U
68
DELISTED
Forest Road Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-th
FRX.U
$4.2M 0.7%
+400,000
New +$4.13M
IACA.U
69
DELISTED
ION Acquisition Corp 1 Ltd. Units, each consisting of one Class A ordinary share and one-fifth of on
IACA.U
$3.94M 0.65%
+326,385
New +$3.59M
SNCE
70
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$3.79M 0.63%
+17,735
New +$3.69M
RCOR
71
DELISTED
Renovacor, Inc.
RCOR
$3.74M 0.62%
+367,100
New +$3.64M
VIIAU
72
DELISTED
7GC & Co Holdings Unit
VIIAU
$3.17M 0.53%
+300,000
New +$3.13M
TMPMU
73
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
$3.09M 0.51%
+300,600
New +$3.04M
FSDC
74
DELISTED
FS Development Corp. Class A Common Stock
FSDC
$2.07M 0.34%
188,000
-155,423
-45% -$1.6M
SFTW.WS
75
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$1.35M 0.22%
920,000
-408,400
-31% -$530K
1 2
3
4 5

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Sage Rock Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sage Rock Capital Management held 188 positions worth $603M, up 20% from $503M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sage Rock Capital Management deployed $67.3M of net new capital in Q4 2020, opening 75 new positions and adding to 7 existing holdings. Its largest new stake was Lucid Motors: 139,560 shares worth $14M.

By sector, the portfolio is most concentrated in Healthcare at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pershing Square Tontine Holdings, Ltd., an estimated $13.3M trimmed.

  • Sage Rock Capital Management's largest Q4 2020 buy was Lucid Motors: 139,560 shares worth $14M.
  • Sage Rock Capital Management added most to Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of in Q4 2020, an estimated $3.3M increase.
  • Sage Rock Capital Management's biggest Q4 2020 reduction was Pershing Square Tontine Holdings, Ltd., cutting an estimated $13.3M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth in Q4 2020, selling an estimated $20M.
  • Sage Rock Capital Management's ten largest holdings make up 21% of its $603M portfolio in Q4 2020.
  • Sage Rock Capital Management opened 75 new positions and closed 66 in Q4 2020.
  • Sage Rock Capital Management's portfolio value rose 20% quarter-over-quarter to $603M.

Based on Sage Rock Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.