SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+2.09%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$503M
AUM Growth
+$503M
Cap. Flow
+$161M
Cap. Flow %
32.06%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
$16.2M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$16M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$15.6M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$15M

Top Sells

1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$18M
2
CTEV
Claritev Corporation
CTEV
$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
$12.9M
5
LAZR icon
Luminar Technologies
LAZR
$10.2M

Sector Composition

1 Healthcare 7.79%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.81%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ADV icon
51
Advantage Solutions
ADV
$593M
$3.51M 0.7% 345,680 -317,220 -48% -$3.22M
RTP.U
52
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$3.45M 0.69% +300,000 New +$3.45M
CERE
53
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$3.41M 0.68% +326,067 New +$3.41M
KPLT icon
54
Katapult Holdings
KPLT
$68.5M
$3.34M 0.66% 333,334 – –
MVST icon
55
Microvast
MVST
$864M
$3.05M 0.61% 300,000 -400,000 -57% -$4.07M
AVPTW
56
DELISTED
AvePoint Inc Warrant
AVPTW
$2.46M 0.49% 1,266,555 -128,010 -9% -$248K
SFTW.WS
57
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$1.86M 0.37% 1,328,400 -60,700 -4% -$85K
LSACU
58
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
$1.17M 0.23% 86,060 -200,647 -70% -$2.73M
SCVX.WS
59
DELISTED
SCVX Corp.
SCVX.WS
$1.04M 0.21% 691,789 +331,789 +92% +$498K
CLOVW
60
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$1.02M 0.2% 263,465 -54,200 -17% -$209K
THCA
61
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$1.01M 0.2% 101,200 – –
THBRW
62
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
$1.01M 0.2% 748,172 -36,828 -5% -$49.7K
SRTA
63
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$357M
$1.01M 0.2% 99,999 – –
PANA.U
64
DELISTED
Panacea Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third
PANA.U
$1M 0.2% +83,572 New +$1M
CHPMW
65
DELISTED
CHP Merger Corp. Warrant
CHPMW
$1M 0.2% 833,522 +477,000 +134% +$572K
CCX.WS
66
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$894K 0.18% 409,504 -126,529 -24% -$276K
EOSE icon
67
Eos Energy Enterprises
EOSE
$1.79B
$881K 0.18% 88,000 +5,000 +6% +$50.1K
MKTWW
68
DELISTED
MarketWise, Inc. Warrant
MKTWW
$796K 0.16% +538,050 New +$796K
LATN
69
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$792K 0.16% 79,800 – –
TALKW icon
70
Talkspace, Inc. Warrant
TALKW
$3.35M
$777K 0.15% +658,730 New +$777K
HYACW
71
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$693K 0.14% 700,100 +158,900 +29% +$157K
MVSTW icon
72
Microvast Holdings, Inc. Warrants
MVSTW
$54.3M
$690K 0.14% 1,360,000 – –
SRTAW
73
Strata Critical Medical, Inc. Warrants
SRTAW
$2.83M
$689K 0.14% 563,068 – –
BTRSW
74
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$684K 0.14% 488,300 -437,000 -47% -$612K
JIH.WS
75
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$620K 0.12% 358,418 – –
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