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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$503M
AUM Growth
+$170M
Cap. Flow
+$161M
Cap. Flow %
32.01%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
+$16M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$15.8M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
+$15.5M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$14.7M

Top Sells

Rank Stock Value
1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
+$17.3M
2
CTEV
Claritev Corp
CTEV
+$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
+$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
+$12.9M
5
LAZR
Luminar Technologies
LAZR
+$10.2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.99%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.61%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADV icon
51
Advantage Solutions
ADV
$366M
$3.51M 0.7%
13,827
-12,689
-48% -$3.43M
RTP.U
52
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$3.45M 0.69%
+300,000
New +$3.45M
CERE
53
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$3.41M 0.68%
+326,067
New +$3.44M
KPLT icon
54
Katapult Holdings
KPLT
$32.2M
$3.34M 0.66%
13,333
– –
MVST icon
55
Microvast
MVST
$295M
$3.05M 0.61%
300,000
-400,000
-57% -$4.07M
AVPTW
56
DELISTED
AvePoint Inc Warrant
AVPTW
$2.46M 0.49%
1,266,555
-128,010
-9% -$210K
SFTW.WS
57
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$1.86M 0.37%
1,328,400
-60,700
-4% -$71.2K
LSACU
58
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
$1.17M 0.23%
86,060
-200,647
-70% -$2.19M
SCVX.WS
59
DELISTED
SCVX Corp.
SCVX.WS
$1.04M 0.21%
691,789
+331,789
+92% +$431K
CLOVW
60
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$1.02M 0.2%
263,465
-54,200
-17% -$170K
THCA
61
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$1.01M 0.2%
101,200
– –
THBRW
62
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
$1.01M 0.2%
748,172
-36,828
-5% -$51.7K
SRTA
63
Strata Critical Medical Inc
SRTA
$525M
$1M 0.2%
99,999
– –
PANA.U
64
DELISTED
Panacea Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third
PANA.U
$1M 0.2%
+83,572
New +$962K
CHPMW
65
DELISTED
CHP Merger Corp. Warrant
CHPMW
$1M 0.2%
833,522
+477,000
+134% +$536K
CCX.WS
66
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$894K 0.18%
409,504
-126,529
-24% -$297K
EOSE icon
67
Eos Energy Enterprises
EOSE
$1.49B
$881K 0.18%
88,000
+5,000
+6% +$51.7K
MKTWW
68
DELISTED
MarketWise, Inc. Warrant
MKTWW
$796K 0.16%
+538,050
New +$776K
LATN
69
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$792K 0.16%
79,800
– –
TALKW
70
DELISTED
Talkspace Inc Warrant
TALKW
$777K 0.15%
+658,730
New +$624K
HYACW
71
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$693K 0.14%
700,100
+158,900
+29% +$209K
MVSTW
72
DELISTED
Microvast Holdings Warrants
MVSTW
$690K 0.14%
1,360,000
– –
SRTAW
73
DELISTED
Strata Critical Medical Inc Warrants
SRTAW
$689K 0.14%
563,068
– –
BTRSW
74
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$684K 0.14%
488,300
-437,000
-47% -$569K
JIH.WS
75
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$620K 0.12%
358,418
– –
1 2
3
4 5

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Sage Rock Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Sage Rock Capital Management held 156 positions worth $503M, up 51% from $333M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sage Rock Capital Management deployed $161M of net new capital in Q3 2020, opening 51 new positions and adding to 9 existing holdings. Its largest new stake was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, an estimated $17.3M trimmed.

  • Sage Rock Capital Management's largest Q3 2020 buy was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.
  • Sage Rock Capital Management added most to CHP Merger Corp. Class A Common Stock in Q3 2020, an estimated $9.7M increase.
  • Sage Rock Capital Management's biggest Q3 2020 reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, cutting an estimated $17.3M.
  • Sage Rock Capital Management fully exited Claritev Corp in Q3 2020, selling an estimated $16.6M.
  • Sage Rock Capital Management's ten largest holdings make up 30% of its $503M portfolio in Q3 2020.
  • Sage Rock Capital Management opened 51 new positions and closed 43 in Q3 2020.
  • Sage Rock Capital Management's portfolio value rose 51% quarter-over-quarter to $503M.

Based on Sage Rock Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.