SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+19.71%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
+$61.5M
Cap. Flow %
18.45%
Top 10 Hldgs %
40.27%
Holding
123
New
27
Increased
14
Reduced
23
Closed
18

Top Buys

1
CTEV
Claritev Corporation
CTEV
$16.6M
2
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
3
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$13.9M
4
CLOV icon
Clover Health Investments
CLOV
$10.7M
5
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$9.76M

Top Sells

1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$14.1M
2
GB
Global Blue Group Holding
GB
$10.2M
3
GNOG
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$10M
4
IMTX icon
Immatics
IMTX
$7.03M
5
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$5.05M

Sector Composition

1 Healthcare 13.33%
2 Technology 12.11%
3 Consumer Discretionary 9.56%
4 Communication Services 3.78%
5 Industrials 3.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRTA
51
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$339M
$997K 0.3%
99,999
-44,698
-31% -$446K
GHIVU
52
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$955K 0.29%
91,837
– –
CLOVW
53
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$953K 0.29%
+317,665
New +$953K
HCCOW
54
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$904K 0.27%
786,153
-50,000
-6% -$57.5K
EOSE icon
55
Eos Energy Enterprises
EOSE
$2.13B
$891K 0.27%
+83,000
New +$891K
HYACW
56
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$844K 0.25%
541,200
– –
LATN
57
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$798K 0.24%
79,800
-79,400
-50% -$794K
MVSTW icon
58
Microvast Holdings, Inc. Warrants
MVSTW
$42.6M
$796K 0.24%
1,360,000
– –
GMHIW
59
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$762K 0.23%
386,666
– –
BRLIU
60
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
$752K 0.23%
+75,000
New +$752K
SAQNW
61
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$693K 0.21%
770,150
+154,150
+25% +$139K
OPENW
62
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$689K 0.21%
+190,332
New +$689K
LVOXW
63
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$675K 0.2%
450,000
– –
SPAQ.U
64
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$542K 0.16%
+49,040
New +$542K
SFT
65
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$518K 0.16%
+4,000
New +$518K
JSPRW icon
66
Japer Therapeutics, Inc. Warrants
JSPRW
$981K
$513K 0.15%
513,300
– –
SRTAW
67
Strata Critical Medical, Inc. Warrants
SRTAW
$2.02M
$507K 0.15%
563,068
-16,448
-3% -$14.8K
PAR icon
68
PAR Technology
PAR
$2B
$419K 0.13%
14,000
-9,000
-39% -$269K
TRNE.WS
69
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$388K 0.12%
250,000
– –
HYLN icon
70
Hyliion Holdings
HYLN
$279M
$384K 0.12%
+14,000
New +$384K
CPAAW
71
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$382K 0.11%
173,475
– –
SCVX.WS
72
DELISTED
SCVX Corp.
SCVX.WS
$374K 0.11%
+360,000
New +$374K
ASTSW
73
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$360K 0.11%
360,000
– –
CHPMW
74
DELISTED
CHP Merger Corp. Warrant
CHPMW
$349K 0.1%
356,522
+106,522
+43% +$104K
IPV.WS
75
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$347K 0.1%
+577,951
New +$347K
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