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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+19.49%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$89.6M
Cap. Flow
+$61.7M
Cap. Flow %
18.51%
Top 10 Hldgs %
40.27%
Holding
123
New
27
Increased
14
Reduced
23
Closed
18

Top Buys

Rank Stock Value
1
CTEV
Claritev Corp
CTEV
+$15.5M
2
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
+$15.4M
3
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
+$13.5M
4
CLOV icon
Clover Health Investments
CLOV
+$10.2M
5
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
+$9.74M

Top Sells

Rank Stock Value
1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
+$14.1M
2
GB
Global Blue Group Holding
GB
+$10.2M
3
IMTX icon
Immatics
IMTX
+$7.03M
4
GNOG
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
+$6.24M
5
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
+$5M

Sector Composition

Rank Sector Weight
1 Healthcare 13.63%
2 Technology 11.51%
3 Consumer Discretionary 9.56%
4 Financials 3.9%
5 Communication Services 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRTA
51
Strata Critical Medical Inc
SRTA
$512M
$997K 0.3%
99,999
-44,698
-31% -$439K
GHIVU
52
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$955K 0.29%
91,837
– –
CLOVW
53
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$953K 0.29%
+317,665
New +$884K
HCCOW
54
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$904K 0.27%
786,153
-50,000
-6% -$44.2K
EOSE icon
55
Eos Energy Enterprises
EOSE
$1.51B
$891K 0.27%
+83,000
New +$842K
HYACW
56
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$844K 0.25%
541,200
– –
LATN
57
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$798K 0.24%
79,800
-79,400
-50% -$782K
MVSTW
58
DELISTED
Microvast Holdings Warrants
MVSTW
$796K 0.24%
1,360,000
– –
GMHIW
59
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$762K 0.23%
386,666
– –
BRLIU
60
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
$752K 0.23%
+75,000
New +$753K
SAQNW
61
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$693K 0.21%
770,150
+154,150
+25% +$99.4K
OPENW
62
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$689K 0.21%
+190,332
New +$703K
LVOXW
63
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$675K 0.2%
450,000
– –
SPAQ.U
64
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$542K 0.16%
+49,040
New +$520K
SFT
65
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$518K 0.16%
+4,000
New +$423K
JSPRW icon
66
Japer Therapeutics Warrants
JSPRW
$513K 0.15%
513,300
– –
SRTAW
67
DELISTED
Strata Critical Medical Inc Warrants
SRTAW
$507K 0.15%
563,068
-16,448
-3% -$11.7K
PAR icon
68
PAR Technology
PAR
$735M
$419K 0.13%
14,000
-9,000
-39% -$197K
TRNE.WS
69
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$388K 0.12%
250,000
– –
HYLN icon
70
Hyliion Holdings
HYLN
$690M
$384K 0.12%
+14,000
New +$169K
CPAAW
71
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$382K 0.11%
173,475
– –
SCVX.WS
72
DELISTED
SCVX Corp.
SCVX.WS
$374K 0.11%
+360,000
New +$270K
ASTSW
73
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$360K 0.11%
360,000
– –
CHPMW
74
DELISTED
CHP Merger Corp. Warrant
CHPMW
$349K 0.1%
356,522
+106,522
+43% +$77.1K
IPV.WS
75
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$347K 0.1%
+577,951
New +$285K
1 2
3
4 5

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Sage Rock Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Sage Rock Capital Management held 123 positions worth $333M, up 37% from $244M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Sage Rock Capital Management deployed $61.7M of net new capital in Q2 2020, opening 27 new positions and adding to 14 existing holdings. Its largest new stake was Claritev Corp: 38,400 shares worth $16.6M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, up from 10% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Golden Nugget Online Gaming, Inc. Class A Common Stock, an estimated $6.24M trimmed.

  • Sage Rock Capital Management's largest Q2 2020 buy was Claritev Corp: 38,400 shares worth $16.6M.
  • Sage Rock Capital Management added most to DFP Healthcare Acquisitions Corp. Unit in Q2 2020, an estimated $3.77M increase.
  • Sage Rock Capital Management's biggest Q2 2020 reduction was Golden Nugget Online Gaming, Inc. Class A Common Stock, cutting an estimated $6.24M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt in Q2 2020, selling an estimated $14.1M.
  • Sage Rock Capital Management's ten largest holdings make up 40% of its $333M portfolio in Q2 2020.
  • Sage Rock Capital Management opened 27 new positions and closed 18 in Q2 2020.
  • Sage Rock Capital Management's portfolio value rose 37% quarter-over-quarter to $333M.

Based on Sage Rock Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.