SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Return 3.95%
This Quarter Return
-3.01%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$244M
AUM Growth
-$110M
Cap. Flow
-$103M
Cap. Flow %
-42.35%
Top 10 Hldgs %
43.31%
Holding
134
New
38
Increased
10
Reduced
25
Closed
38

Top Buys

1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$14.1M
2
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$13.6M
3
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$6.93M
4
BKSY icon
BlackSky Technology
BKSY
$6.92M
5
DFPHU
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$6.9M

Top Sells

1
EXPCU
Experience Investment Corp. Unit
EXPCU
$12.1M
2
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$11M
3
LACQ
Leisure Acquisition Corp.
LACQ
$10.2M
4
ALUS.U
Alussa Energy Acquisition Corp.
ALUS.U
$8.68M
5
ARKO icon
ARKO Corp
ARKO
$8.22M

Sector Composition

1 Technology 21.09%
2 Consumer Discretionary 11.56%
3 Healthcare 9.56%
4 Financials 6.35%
5 Consumer Staples 5.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MVSTW icon
51
Microvast Holdings, Inc. Warrants
MVSTW
$40M
$530K 0.22%
1,360,000
– –
LPRO icon
52
Open Lending Corp
LPRO
$268M
$515K 0.21%
+50,700
New +$515K
GMHIW
53
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$503K 0.21%
386,666
– –
SRTAW
54
Strata Critical Medical, Inc. Warrants
SRTAW
$2.06M
$423K 0.17%
+579,516
New +$423K
LVOXW
55
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$383K 0.16%
450,000
– –
SAQNW
56
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$339K 0.14%
+616,000
New +$339K
JSPRW icon
57
Japer Therapeutics, Inc. Warrants
JSPRW
$981K
$334K 0.14%
+513,300
New +$334K
ALUS.WS
58
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$323K 0.13%
+430,500
New +$323K
VTIQW
59
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$312K 0.13%
+160,000
New +$312K
PAR icon
60
PAR Technology
PAR
$1.95B
$296K 0.12%
23,000
+2,500
+12% +$32.2K
GOEVW
61
DELISTED
Canoo Inc. Warrant
GOEVW
$289K 0.12%
825,725
-115,201
-12% -$40.3K
CPAAW
62
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$252K 0.1%
173,475
– –
NXST icon
63
Nexstar Media Group
NXST
$6.28B
$242K 0.1%
4,200
-3,300
-44% -$190K
FMCIW
64
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$219K 0.09%
809,505
-409,915
-34% -$111K
BROGW
65
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$218K 0.09%
272,700
+128,560
+89% +$103K
PHGE.WS
66
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$209K 0.09%
348,449
+25,459
+8% +$15.3K
JIH.WS
67
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$201K 0.08%
+358,418
New +$201K
LCAHW
68
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$201K 0.08%
504,366
– –
LATNW
69
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$191K 0.08%
+764,564
New +$191K
GIX.WS
70
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$185K 0.08%
600,000
– –
ASTSW
71
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$184K 0.08%
360,000
– –
OAC.WS
72
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$180K 0.07%
+173,004
New +$180K
MAPSW icon
73
WM Technology, Inc. Warrants
MAPSW
$2.86M
$176K 0.07%
450,000
– –
CIICW
74
DELISTED
CIIG Merger Corp. Warrants
CIICW
$175K 0.07%
+250,000
New +$175K
BIOX.WS
75
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$170K 0.07%
1,216,612
– –
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3
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