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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$244M
AUM Growth
-$110M
Cap. Flow
-$102M
Cap. Flow %
-41.87%
Top 10 Hldgs %
43.31%
Holding
134
New
38
Increased
10
Reduced
25
Closed
38

Top Buys

Rank Stock Value
1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
+$14.4M
2
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
+$13.6M
3
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
+$7.02M
4
BKSY icon
BlackSky Technology
BKSY
+$7M
5
DFPHU
DFP Healthcare Acquisitions Corp. Unit
DFPHU
+$6.88M

Top Sells

Rank Stock Value
1
EXPCU
Experience Investment Corp. Unit
EXPCU
+$12.1M
2
SFTW.U
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
+$11M
3
LACQ
Leisure Acquisition Corp.
LACQ
+$10.2M
4
ALUS.U
Alussa Energy Acquisition Corp
ALUS.U
+$8.68M
5
ARKO icon
ARKO Corp
ARKO
+$8.46M

Sector Composition

Rank Sector Weight
1 Technology 20.31%
2 Consumer Discretionary 11.56%
3 Healthcare 10.14%
4 Financials 7.13%
5 Consumer Staples 5.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVSTW
51
DELISTED
Microvast Holdings Warrants
MVSTW
$530K 0.22%
1,360,000
– –
LPRO
52
DELISTED
Open Lending Corp
LPRO
$515K 0.21%
+50,700
New +$534K
GMHIW
53
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$503K 0.21%
386,666
– –
SRTAW
54
DELISTED
Strata Critical Medical Inc Warrants
SRTAW
$423K 0.17%
+579,516
New +$541K
LVOXW
55
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$383K 0.16%
450,000
– –
SAQNW
56
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$339K 0.14%
+616,000
New +$571K
JSPRW icon
57
Japer Therapeutics Warrants
JSPRW
$334K 0.14%
+513,300
New +$403K
ALUS.WS
58
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
$323K 0.13%
+430,500
New +$333K
VTIQW
59
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$312K 0.13%
+160,000
New +$237K
PAR icon
60
PAR Technology
PAR
$735M
$296K 0.12%
23,000
+2,500
+12% +$65.5K
GOEVW
61
DELISTED
Canoo Inc. Warrant
GOEVW
$289K 0.12%
825,725
-115,201
-12% -$91.3K
CPAAW
62
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$252K 0.1%
173,475
– –
NXST icon
63
Nexstar Media Group
NXST
$5.97B
$242K 0.1%
4,200
-3,300
-44% -$349K
FMCIW
64
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$219K 0.09%
809,505
-409,915
-34% -$189K
BROGW
65
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$218K 0.09%
272,700
+128,560
+89% +$116K
PHGE.WS
66
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$209K 0.09%
348,449
+25,459
+8% +$21.9K
JIH.WS
67
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$201K 0.08%
+358,418
New +$291K
LCAHW
68
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$201K 0.08%
504,366
– –
LATNW
69
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$191K 0.08%
+764,564
New +$280K
GIX.WS
70
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$185K 0.08%
600,000
– –
ASTSW
71
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$184K 0.08%
360,000
– –
OAC.WS
72
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$180K 0.07%
+173,004
New +$232K
MAPSW
73
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$176K 0.07%
450,000
– –
CIICW
74
DELISTED
CIIG Merger Corp. Warrants
CIICW
$175K 0.07%
+250,000
New +$217K
BIOX.WS
75
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$170K 0.07%
1,216,612
– –
1 2
3
4 5

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Sage Rock Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Sage Rock Capital Management held 134 positions worth $244M, down 31% from $353M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Sage Rock Capital Management withdrew a net $102M in Q1 2020, closing 38 positions and reducing 25 holdings. Its most notable exit was Experience Investment Corp. Unit, an estimated $12.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt worth $14.1M.

  • Sage Rock Capital Management's largest Q1 2020 buy was Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt: 1,414,000 shares worth $14.1M.
  • Sage Rock Capital Management added most to AvePoint in Q1 2020, an estimated $2.67M increase.
  • Sage Rock Capital Management's biggest Q1 2020 reduction was ARKO Corp, cutting an estimated $8.46M.
  • Sage Rock Capital Management fully exited Experience Investment Corp. Unit in Q1 2020, selling an estimated $12.1M.
  • Sage Rock Capital Management's ten largest holdings make up 43% of its $244M portfolio in Q1 2020.
  • Sage Rock Capital Management opened 38 new positions and closed 38 in Q1 2020.
  • Sage Rock Capital Management's portfolio value fell 31% quarter-over-quarter to $244M.

Based on Sage Rock Capital Management's 13F filing for Q1 2020, filed 15 May 2020.