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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOCW.U
26
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$5.93M 0.88%
586,000
– –
PLMJU
27
DELISTED
Plum Acquisition Corp. III Unit
PLMJU
$5.91M 0.88%
+598,000
New +$5.93M
ACII.U
28
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$5.85M 0.87%
585,412
– –
ASPC
29
DELISTED
Alpha Capital Acquisition Co
ASPC
$5.84M 0.87%
+600,472
New +$5.82M
OKLO
30
Oklo
OKLO
$8.42B
$5.76M 0.86%
+586,000
New +$5.78M
VYGG
31
DELISTED
Vy Global Growth
VYGG
$5.74M 0.85%
584,868
+324,995
+125% +$3.19M
LCAHU
32
DELISTED
Landcadia Holdings IV, Inc. Units
LCAHU
$5.73M 0.85%
573,800
– –
KAHC.U
33
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$5.73M 0.85%
573,800
– –
OCAX
34
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
$5.71M 0.85%
577,000
– –
MIT.U
35
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$5.71M 0.85%
573,800
– –
CFIVU
36
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$5.68M 0.84%
573,800
– –
PRPC.U
37
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$5.68M 0.84%
571,000
– –
PCPC.U
38
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
$5.67M 0.84%
229,530
– –
RBAC
39
DELISTED
RedBall Acquisition Corp.
RBAC
$5.65M 0.84%
573,800
– –
PRPB
40
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$5.63M 0.84%
573,800
– –
ENPC
41
DELISTED
Executive Network Partnering Corporation
ENPC
$5.63M 0.84%
573,750
– –
NMMC
42
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$5.62M 0.83%
573,800
– –
SWET
43
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$5.61M 0.83%
+573,800
New +$5.56M
HIGA
44
DELISTED
H.I.G. Acquisition Corp.
HIGA
$5.61M 0.83%
573,798
– –
ASZ
45
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$5.59M 0.83%
573,800
-80,000
-12% -$778K
BIOT
46
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$5.59M 0.83%
+573,800
New +$5.56M
SHQAU
47
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$5.56M 0.83%
558,500
– –
APGB.U
48
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$5.52M 0.82%
555,000
– –
TZPSU
49
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$5.49M 0.82%
552,400
– –
LGACU
50
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$5.48M 0.81%
555,000
-112,000
-17% -$1.11M
1
2
3 4 5

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.