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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+9.02%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$99.5M
Cap. Flow
+$67.3M
Cap. Flow %
11.17%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
20
Closed
66

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$13.7M
2
SCOAU
ScION Tech Growth I Unit
SCOAU
+$12.4M
3
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
+$10.9M
4
PACE.U
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
+$10.8M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$10.7M

Top Sells

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
+$14.6M
3
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
+$14.5M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$13.3M
5
AVPT icon
AvePoint
AVPT
+$12.6M

Sector Composition

Rank Sector Weight
1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TACA.U
26
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$8.81M 1.46%
+850,000
New +$8.73M
WPF
27
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$8.54M 1.42%
763,998
– –
APSG.U
28
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
$8.53M 1.41%
+780,000
New +$7.98M
PCPC.U
29
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
$8.46M 1.4%
+324,151
New +$8.32M
SST icon
30
System1
SST
$17.5M
$8.43M 1.4%
+78,108
New +$7.93M
CFACU
31
DELISTED
CF Finance Acquisition Corp. III Unit
CFACU
$8.05M 1.34%
+750,000
New +$7.73M
ETAC
32
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$7.92M 1.31%
+773,997
New +$7.61M
RBAC
33
DELISTED
RedBall Acquisition Corp.
RBAC
$7.89M 1.31%
+724,197
New +$7.54M
FMAC.U
34
DELISTED
FirstMark Horizon Acquisition Corp. Units, each consisting of one share of Class A common stock and
FMAC.U
$7.45M 1.24%
+653,900
New +$6.84M
MKTW icon
35
MarketWise
MKTW
$56.6M
$7.45M 1.24%
36,305
– –
HAACU
36
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$7.41M 1.23%
+672,600
New +$7.3M
CHPM
37
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$7.34M 1.22%
715,000
-250,000
-26% -$2.54M
RAACU
38
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
$7.29M 1.21%
+700,000
New +$7.25M
RTP.U
39
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$7.2M 1.2%
588,000
+288,000
+96% +$3.3M
IPOF.U
40
DELISTED
Social Capital Hedosophia Holdings Corp. VI Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOF.U
$7.2M 1.2%
+557,800
New +$6.11M
NMMCU
41
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$7.17M 1.19%
667,900
+12,273
+2% +$127K
DMYI.U
42
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
$7.12M 1.18%
+624,200
New +$6.55M
CFIVU
43
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$6.97M 1.16%
+677,500
New +$6.99M
TEKKU
44
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
$6.83M 1.13%
+635,000
New +$6.51M
GLS
45
DELISTED
Gelesis Holdings, Inc.
GLS
$6.79M 1.13%
+668,700
New +$6.58M
SNRHU
46
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$6.69M 1.11%
+650,000
New +$6.7M
WGS icon
47
GeneDx Holdings
WGS
$2.3B
$6.57M 1.09%
+18,035
New +$6.28M
ACIC.U
48
DELISTED
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
$6.52M 1.08%
+617,900
New +$6.31M
SPRQ.U
49
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$6.48M 1.08%
+600,000
New +$6.34M
HZON.U
50
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$6.44M 1.07%
+600,000
New +$6.19M
1
2
3 4 5

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Sage Rock Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sage Rock Capital Management held 188 positions worth $603M, up 20% from $503M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sage Rock Capital Management deployed $67.3M of net new capital in Q4 2020, opening 75 new positions and adding to 7 existing holdings. Its largest new stake was Lucid Motors: 139,560 shares worth $14M.

By sector, the portfolio is most concentrated in Healthcare at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pershing Square Tontine Holdings, Ltd., an estimated $13.3M trimmed.

  • Sage Rock Capital Management's largest Q4 2020 buy was Lucid Motors: 139,560 shares worth $14M.
  • Sage Rock Capital Management added most to Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of in Q4 2020, an estimated $3.3M increase.
  • Sage Rock Capital Management's biggest Q4 2020 reduction was Pershing Square Tontine Holdings, Ltd., cutting an estimated $13.3M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth in Q4 2020, selling an estimated $20M.
  • Sage Rock Capital Management's ten largest holdings make up 21% of its $603M portfolio in Q4 2020.
  • Sage Rock Capital Management opened 75 new positions and closed 66 in Q4 2020.
  • Sage Rock Capital Management's portfolio value rose 20% quarter-over-quarter to $603M.

Based on Sage Rock Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.