We are live on ! Find out more
SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$503M
AUM Growth
+$170M
Cap. Flow
+$161M
Cap. Flow %
32.01%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
+$16M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$15.8M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
+$15.5M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$14.7M

Top Sells

Rank Stock Value
1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
+$17.3M
2
CTEV
Claritev Corp
CTEV
+$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
+$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
+$12.9M
5
LAZR
Luminar Technologies
LAZR
+$10.2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.99%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.61%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREB.U
26
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$8.44M 1.68%
781,080
-125,000
-14% -$1.32M
BTRS
27
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$8.34M 1.66%
797,600
+97,600
+14% +$1.01M
FIIIU
28
DELISTED
Forum Merger III Corporation Units
FIIIU
$8.08M 1.61%
+774,000
New +$7.88M
JWS.U
29
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$7.99M 1.59%
721,998
-213,630
-23% -$2.37M
DMYD.U
30
DELISTED
dMY Technology Group, Inc. II Units, each consisting of one share of Class A common stock and one-th
DMYD.U
$7.92M 1.57%
+774,000
New +$7.88M
WPF
31
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$7.92M 1.57%
+763,998
New +$7.87M
ETACU
32
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
$7.8M 1.55%
+774,000
New +$7.78M
RBAC.U
33
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$7.66M 1.52%
+724,200
New +$7.48M
MKTW icon
34
MarketWise
MKTW
$56.6M
$7.22M 1.43%
+36,305
New +$7.23M
BOWXU
35
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$6.95M 1.38%
+677,400
New +$6.9M
CPSR.U
36
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$6.82M 1.36%
+668,700
New +$6.81M
NMMCU
37
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$6.69M 1.33%
+655,627
New +$6.68M
STPK.U
38
DELISTED
Star Peak Energy Transition Corp. Units, each consisting of one share of Class A common stock, and o
STPK.U
$6.63M 1.32%
+646,500
New +$6.55M
SKIL icon
39
Skillsoft
SKIL
$81.6M
$6.38M 1.27%
30,220
-13,299
-31% -$2.87M
NAUT icon
40
Nautilus Biotechnolgy
NAUT
$115M
$6.33M 1.26%
+585,730
New +$6.25M
SCVX
41
DELISTED
SCVX Corp.
SCVX
$5.63M 1.12%
+562,572
New +$5.69M
JIH
42
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$5.19M 1.03%
496,343
+98,100
+25% +$996K
THBR
43
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$5.07M 1.01%
497,100
-19,900
-4% -$204K
DEH.U
44
DELISTED
D8 Holdings Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemabl
DEH.U
$5.06M 1.01%
+502,700
New +$5.05M
JSPR icon
45
Jasper Therapeutics
JSPR
$23.6M
$4.6M 0.91%
46,356
+5,716
+14% +$571K
INAQU
46
DELISTED
INSU Acquisition Corp. II Unit
INAQU
$4.14M 0.82%
+400,000
New +$4.21M
CAPAU
47
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
$4.12M 0.82%
+407,500
New +$4.12M
DFHTU
48
DELISTED
Deerfield Healthcare Technology Acquisitions Corp. Unit
DFHTU
$4.09M 0.81%
+384,500
New +$4.05M
CHAQ.U
49
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
$3.87M 0.77%
367,100
– –
FSDC
50
DELISTED
FS Development Corp. Class A Common Stock
FSDC
$3.85M 0.76%
+343,423
New +$3.68M
1
2
3 4 5

Similar funds

CMG
Cavalry Management Group San Francisco, California $22.3M AUM 65.95% 1-Year Est. Return
KLM
Kennedy Lewis Management New York $21.9M AUM 12.46% 1-Year Est. Return
TM
Tiger Management New York $22.8M AUM 0.71% 1-Year Est. Return
OCM
Oakview Capital Management Dallas, Texas $21.6M AUM 20.25% 1-Year Est. Return
A
AJOVista Boston, Massachusetts $23.4M AUM 76.18% 1-Year Est. Return
LC
Linse Capital San Juan, Puerto Rico $24.6M AUM 30.05% 1-Year Est. Return
WA
WuXi AppTec Shanghai, China $19M AUM 20.22% 1-Year Est. Return
PFG
Peterson Financial Group Des Moines, Iowa $26M AUM 28.41% 1-Year Est. Return

Sage Rock Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Sage Rock Capital Management held 156 positions worth $503M, up 51% from $333M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sage Rock Capital Management deployed $161M of net new capital in Q3 2020, opening 51 new positions and adding to 9 existing holdings. Its largest new stake was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, an estimated $17.3M trimmed.

  • Sage Rock Capital Management's largest Q3 2020 buy was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 2,000,239 shares worth $20M.
  • Sage Rock Capital Management added most to CHP Merger Corp. Class A Common Stock in Q3 2020, an estimated $9.7M increase.
  • Sage Rock Capital Management's biggest Q3 2020 reduction was Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f, cutting an estimated $17.3M.
  • Sage Rock Capital Management fully exited Claritev Corp in Q3 2020, selling an estimated $16.6M.
  • Sage Rock Capital Management's ten largest holdings make up 30% of its $503M portfolio in Q3 2020.
  • Sage Rock Capital Management opened 51 new positions and closed 43 in Q3 2020.
  • Sage Rock Capital Management's portfolio value rose 51% quarter-over-quarter to $503M.

Based on Sage Rock Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.