SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+19.71%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$333M
AUM Growth
+$89.6M
Cap. Flow
+$61.5M
Cap. Flow %
18.45%
Top 10 Hldgs %
40.27%
Holding
123
New
27
Increased
14
Reduced
23
Closed
18

Top Buys

1
CTEV
Claritev Corporation
CTEV
$16.6M
2
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
3
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$13.9M
4
CLOV icon
Clover Health Investments
CLOV
$10.7M
5
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$9.76M

Top Sells

1
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$14.1M
2
GB
Global Blue Group Holding
GB
$10.2M
3
GNOG
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$10M
4
IMTX icon
Immatics
IMTX
$7.03M
5
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$5.05M

Sector Composition

1 Healthcare 13.33%
2 Technology 12.11%
3 Consumer Discretionary 9.56%
4 Communication Services 3.78%
5 Industrials 3.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CURI icon
26
CuriosityStream
CURI
$259M
$5.26M 1.58%
523,500
+38,000
+8% +$382K
THBR
27
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$5.22M 1.57%
517,000
-41,245
-7% -$417K
CELU icon
28
Celularity
CELU
$59.6M
$5.1M 1.53%
50,000
– –
SOAC.U
29
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$5.05M 1.52%
+500,000
New +$5.05M
JSPR icon
30
Jasper Therapeutics
JSPR
$43.1M
$4.17M 1.25%
40,640
– –
GOEV
31
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$4.09M 1.23%
826
– –
JIH
32
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$3.97M 1.19%
398,243
– –
CHAQ.U
33
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
$3.86M 1.16%
+367,100
New +$3.86M
BMRG.U
34
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$3.34M 1%
+285,500
New +$3.34M
KPLT icon
35
Katapult Holdings
KPLT
$91.2M
$3.32M 1%
13,333
– –
LSACU
36
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
$3.15M 0.95%
286,707
+31,905
+13% +$351K
ARYBU
37
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
$2.63M 0.79%
+226,943
New +$2.63M
IPV.U
38
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
$2.54M 0.76%
250,000
– –
AVPTW
39
DELISTED
AvePoint Inc Warrant
AVPTW
$2.37M 0.71%
1,394,565
– –
CCAC.U
40
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$2.01M 0.6%
200,000
-502,800
-72% -$5.05M
PRCH icon
41
Porch Group
PRCH
$1.87B
$1.98M 0.59%
195,000
– –
LCAHW
42
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$1.8M 0.54%
333,700
-170,666
-34% -$922K
ASLE icon
43
AerSale
ASLE
$396M
$1.59M 0.48%
155,002
-44,998
-22% -$462K
CCX.WS
44
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$1.55M 0.47%
536,033
-71,299
-12% -$206K
SFTW.WS
45
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$1.46M 0.44%
1,389,100
-900
-0.1% -$945
CCXX.WS
46
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
$1.15M 0.35%
+384,000
New +$1.15M
THBRW
47
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
$1.13M 0.34%
785,000
– –
BTRSW
48
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$1.04M 0.31%
925,300
– –
GOEVW
49
DELISTED
Canoo Inc. Warrant
GOEVW
$1.02M 0.31%
925,725
+100,000
+12% +$110K
THCA
50
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$1.02M 0.31%
101,200
-316,300
-76% -$3.18M
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