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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$671M
AUM Growth
-$1.72M
Cap. Flow
-$1.88M
Cap. Flow %
-0.28%
Top 10 Hldgs %
12.19%
Holding
307
New
98
Increased
22
Reduced
33
Closed
62

Top Buys

Rank Stock Value
1
LCW.U
Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
LCW.U
+$9.93M
2
BMAC.U
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
+$9.14M
3
DPCSU
DP Cap Acquisition Corp I Unit
DPCSU
+$8.53M
4
ADALU
Anthemis Digital Acquisitions I Corp Unit
ADALU
+$8.28M
5
XFINU
ExcelFin Acquisition Corp Unit
XFINU
+$8.16M

Top Sells

Rank Stock Value
1
REVHU
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
+$6.72M
2
PRDS
Pardes Biosciences, Inc. Common Stock
PRDS
+$6.62M
3
PNTM.U
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
+$6.5M
4
SSAAU
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
+$6.46M
5
ADER
26 Capital Acquisition Corp
ADER
+$6.33M

Sector Composition

Rank Sector Weight
1 Financials 33.28%
2 Utilities 1.71%
3 Technology 1.43%
4 Industrials 1.26%
5 Communication Services 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCII
276
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
– –
-622,160
Closed -$6.07M
SCOA
277
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
– –
-623,796
Closed -$6.07M
GTPBU
278
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
– –
-335,273
Closed -$3.34M
KAHC.U
279
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
– –
-573,800
Closed -$5.73M
PCPC.U
280
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
– –
-229,530
Closed -$5.67M
SSAAU
281
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
– –
-649,788
Closed -$6.46M
SCLEU
282
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
– –
-616,298
Closed -$6.09M
OEPWU
283
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
– –
-531,100
Closed -$5.27M
REVHU
284
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
– –
-681,800
Closed -$6.72M
ASZ
285
DELISTED
Austerlitz Acquisition Corporation II
ASZ
– –
-573,800
Closed -$5.59M
HIGA
286
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-573,798
Closed -$5.61M
NMMC
287
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
– –
-573,800
Closed -$5.62M
VYGG.WS
288
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
– –
-64,999
Closed -$88K
CFVIU
289
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
– –
-372,316
Closed -$3.67M
GOAC
290
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-430,300
Closed -$4.22M
ASPC
291
DELISTED
Alpha Capital Acquisition Co
ASPC
– –
-600,472
Closed -$5.84M
RBAC.WS
292
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
– –
-219,733
Closed -$177K
GSAQ
293
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-628,700
Closed -$6.16M
ACTDU
294
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
– –
-382,500
Closed -$3.8M
GGPI
295
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
– –
-50,000
Closed -$511K
VGII.U
296
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
– –
-382,500
Closed -$3.79M
TACA
297
DELISTED
Trepont Acquisition Corp I
TACA
– –
-417,000
Closed -$4.16M
APSG.WS
298
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
– –
-180,666
Closed -$147K
SPAQ.WS
299
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
– –
-91,300
Closed -$100K
SCVX.WS
300
DELISTED
SCVX Corp.
SCVX.WS
– –
-203,422
Closed -$163K
9 10 11
12
13

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Sage Rock Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Sage Rock Capital Management held 307 positions worth $671M, down 0.26% from $673M the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Sage Rock Capital Management's Q4 2021 filing shows 98 new, 22 increased, 33 reduced and 62 closed positions. Its largest new stake was Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant: 987,200 shares worth $9.99M. The largest sale was Revolution Healthcare Acquisition Corp. SAIL Units, an estimated $6.72M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 29% a quarter earlier, followed by Utilities and Technology.

  • Sage Rock Capital Management's largest Q4 2021 buy was Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant: 987,200 shares worth $9.99M.
  • Sage Rock Capital Management added most to Argus Capital Corp. Unit in Q4 2021, an estimated $2.32M increase.
  • Sage Rock Capital Management's biggest Q4 2021 reduction was Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant, cutting an estimated $6M.
  • Sage Rock Capital Management fully exited Revolution Healthcare Acquisition Corp. SAIL Units in Q4 2021, selling an estimated $6.72M.
  • Sage Rock Capital Management's ten largest holdings make up 12% of its $671M portfolio in Q4 2021.
  • Sage Rock Capital Management opened 98 new positions and closed 62 in Q4 2021.
  • Sage Rock Capital Management's portfolio value fell 0.26% quarter-over-quarter to $671M.

Based on Sage Rock Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.