We are live on ! Find out more
SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
LCA
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEPWW
251
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
– –
-177,034
Closed -$16K
FSSI
252
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
– –
-217,662
Closed -$2.15M
FSSIW
253
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
– –
-128,701
Closed -$16K
REVH
254
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
– –
-545,020
Closed -$5.35M
REVHW
255
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
– –
-564,760
Closed -$24K
NDACW
256
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
– –
-114,760
Closed -$11K
NDAC
257
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
– –
-535,020
Closed -$5.25M
ACII
258
DELISTED
Atlas Crest Investment Corp. II
ACII
– –
-439,224
Closed -$4.33M
OHPA
259
DELISTED
Orion Acquisition Corp. Class A common stock
OHPA
– –
-307,508
Closed -$3.03M
OHPAW
260
DELISTED
Orion Acquisition Corp. Warrant
OHPAW
– –
-76,877
Closed -$4K
SWET
261
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
– –
-535,020
Closed -$5.28M
SWETW
262
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
– –
-620,088
Closed -$22K
PCPC.WS
263
DELISTED
Periphas Capital Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $28.75
PCPC.WS
– –
-228,184
Closed -$56K
WPCA.WS
264
DELISTED
Warburg Pincus Capital Corporation I-A Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCA.WS
– –
-76,501
Closed -$7K
WPCB.WS
265
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
– –
-76,501
Closed -$5K
DSAQ.WS
266
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
– –
-1,284,580
Closed -$77K
HUGS.WS
267
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
– –
-129,820
Closed -$6K
TWNI.WS
268
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
– –
-123,334
Closed -$3K
IACC
269
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
– –
-218,469
Closed -$2.16M
NSTC.WS
270
DELISTED
Northern Star Investment Corp. III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTC.WS
– –
-63,751
Closed -$3K
MIT.WS
271
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
– –
-1,080,532
Closed -$40K
PRBM.WS
272
DELISTED
Parabellum Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
PRBM.WS
– –
-303,060
Closed -$11K
CLIM.WS
273
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
– –
-63,159
Closed -$5K
LUXAW
274
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
– –
-115,000
Closed -$19K
PICC.WS
275
DELISTED
Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
PICC.WS
– –
-74,001
Closed -$2K
8 9 10
11
12

Similar funds

CMG
Cavalry Management Group San Francisco, California $22.3M AUM 65.95% 1-Year Est. Return
KLM
Kennedy Lewis Management New York $21.9M AUM 12.46% 1-Year Est. Return
TM
Tiger Management New York $22.8M AUM 0.71% 1-Year Est. Return
OCM
Oakview Capital Management Dallas, Texas $21.6M AUM 20.25% 1-Year Est. Return
A
AJOVista Boston, Massachusetts $23.4M AUM 76.18% 1-Year Est. Return
LC
Linse Capital San Juan, Puerto Rico $24.6M AUM 30.05% 1-Year Est. Return
WA
WuXi AppTec Shanghai, China $19M AUM 20.22% 1-Year Est. Return
PFG
Peterson Financial Group Des Moines, Iowa $26M AUM 28.41% 1-Year Est. Return

Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.