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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+0.76%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$451M
AUM Growth
-$55.3M
Cap. Flow
-$55.6M
Cap. Flow %
-12.34%
Top 10 Hldgs %
14.43%
Holding
325
New
16
Increased
16
Reduced
66
Closed
55

Top Buys

Rank Stock Value
1
MOBV
Mobiv Acquisition Corp Class A Common Stock
MOBV
+$3.89M
2
SBC
SBC Medical Group
SBC
+$3.43M
3
GLSTU
Global Star Acquisition, Inc. Unit
GLSTU
+$3.29M
4
HMAC
Hainan Manaslu Acquisition Corp. Ordinary shares
HMAC
+$2.98M
5
EMCGU
Embrace Change Acquisition Corp Unit
EMCGU
+$2.01M

Top Sells

Rank Stock Value
1
KCA.U
Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant
KCA.U
+$5.93M
2
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$5.64M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$5.02M
4
MIT
Mason Industrial Technology, Inc.
MIT
+$4.86M
5
PRPC
CC Neuberger Principal Holdings III
PRPC
+$4.16M

Sector Composition

Rank Sector Weight
1 Financials 86.13%
2 Technology 3.48%
3 Healthcare 2.91%
4 Industrials 2.09%
5 Energy 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COOLW
251
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$3K ﹤0.01%
153,766
– –
GETR.WS
252
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
$3K ﹤0.01%
46,978
– –
SPKBW
253
DELISTED
Silver Spike Acquisition Corp II Warrant
SPKBW
$3K ﹤0.01%
95,396
– –
COVAW
254
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$3K ﹤0.01%
115,151
– –
TWNI.WS
255
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$3K ﹤0.01%
123,334
– –
NSTC.WS
256
DELISTED
Northern Star Investment Corp. III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTC.WS
$3K ﹤0.01%
63,751
– –
HIGA.WS
257
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$3K ﹤0.01%
766,210
-260,590
-25% -$13.8K
RFACW
258
DELISTED
RF Acquisition Corp. Warrants
RFACW
$2K ﹤0.01%
48,374
-10,300
-18% -$611
BLUA.WS
259
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$2K ﹤0.01%
49,677
– –
MVLAW
260
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$2K ﹤0.01%
87,769
– –
NFNT.WS
261
DELISTED
Infinite Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFNT.WS
$2K ﹤0.01%
13,150
-25,000
-66% -$5.58K
CRECW
262
DELISTED
Crescera Capital Acquisition Corp Warrant
CRECW
$2K ﹤0.01%
16,850
-2,250
-12% -$253
LDHAW
263
DELISTED
LDH Growth Corp I Warrant
LDHAW
$2K ﹤0.01%
76,501
-16,200
-17% -$1.94K
PICC.WS
264
DELISTED
Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
PICC.WS
$2K ﹤0.01%
74,001
– –
TEKKW
265
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$2K ﹤0.01%
71,705
-73,995
-51% -$7.69K
PNST.WS
266
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$1K ﹤0.01%
10,500
-30,000
-74% -$2.56K
MCAAW
267
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$1K ﹤0.01%
11,200
-8,500
-43% -$774
USCTW
268
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
$1K ﹤0.01%
13,258
-6,032
-31% -$501
TMPMW
269
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$1K ﹤0.01%
25,797
– –
HLLY.WS
270
DELISTED
Holley Inc Warrants
HLLY.WS
– –
-196,335
Closed -$489K
VYX icon
271
NCR Voyix
VYX
$1.09B
– –
-50,041
Closed -$955K
WBD icon
272
Warner Bros
WBD
$67.4B
– –
-42,100
Closed -$565K
TVGN icon
273
Tevogen Inc. Common Stock
TVGN
$27M
– –
-978
Closed -$489K
RFACR
274
DELISTED
RF Acquisition Corp. Rights
RFACR
– –
-58,674
Closed -$6K
PPYAW
275
DELISTED
Papaya Growth Opportunity Corp. I Warrant
PPYAW
– –
-23,750
Closed -$2K
9 10
11
12 13

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Sage Rock Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Sage Rock Capital Management held 325 positions worth $451M, down 11% from $506M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Sage Rock Capital Management withdrew a net $55.6M in Q3 2022, closing 55 positions and reducing 66 holdings. Its most notable exit was Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant, an estimated $5.93M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, up from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Mobiv Acquisition Corp Class A Common Stock worth $3.9M.

  • Sage Rock Capital Management's largest Q3 2022 buy was Mobiv Acquisition Corp Class A Common Stock: 389,000 shares worth $3.9M.
  • Sage Rock Capital Management added most to GFL Environmental in Q3 2022, an estimated $94K increase.
  • Sage Rock Capital Management's biggest Q3 2022 reduction was Learn CW Investment Corporation Class A Ordinary Shares, cutting an estimated $1.78M.
  • Sage Rock Capital Management fully exited Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant in Q3 2022, selling an estimated $5.93M.
  • Sage Rock Capital Management's ten largest holdings make up 14% of its $451M portfolio in Q3 2022.
  • Sage Rock Capital Management opened 16 new positions and closed 55 in Q3 2022.
  • Sage Rock Capital Management's portfolio value fell 11% quarter-over-quarter to $451M.

Based on Sage Rock Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.