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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$671M
AUM Growth
-$1.72M
Cap. Flow
-$1.88M
Cap. Flow %
-0.28%
Top 10 Hldgs %
12.19%
Holding
307
New
98
Increased
22
Reduced
33
Closed
62

Top Buys

Rank Stock Value
1
LCW.U
Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
LCW.U
+$9.93M
2
BMAC.U
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
+$9.14M
3
DPCSU
DP Cap Acquisition Corp I Unit
DPCSU
+$8.53M
4
ADALU
Anthemis Digital Acquisitions I Corp Unit
ADALU
+$8.28M
5
XFINU
ExcelFin Acquisition Corp Unit
XFINU
+$8.16M

Top Sells

Rank Stock Value
1
REVHU
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
+$6.72M
2
PRDS
Pardes Biosciences, Inc. Common Stock
PRDS
+$6.62M
3
PNTM.U
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
+$6.5M
4
SSAAU
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
+$6.46M
5
ADER
26 Capital Acquisition Corp
ADER
+$6.33M

Sector Composition

Rank Sector Weight
1 Financials 33.28%
2 Utilities 1.71%
3 Technology 1.43%
4 Industrials 1.26%
5 Communication Services 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVLA
251
DELISTED
Movella Holdings Inc. Common Stock
MVLA
– –
-124,802
Closed -$1.23M
SNCE
252
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
– –
-5,200
Closed -$1.02M
LCAHU
253
DELISTED
Landcadia Holdings IV, Inc. Units
LCAHU
– –
-573,800
Closed -$5.73M
OXUSU
254
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
– –
-375,000
Closed -$3.82M
ADEX.U
255
DELISTED
Adit EdTech Acquisition Corp Units
ADEX.U
– –
-265,300
Closed -$2.65M
CFIVU
256
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– –
-573,800
Closed -$5.68M
CCVI.U
257
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
– –
-417,586
Closed -$4.19M
APGB.U
258
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
– –
-555,000
Closed -$5.52M
AAC.U
259
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-399,096
Closed -$3.95M
ADERW
260
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
– –
-715,811
Closed -$597K
ADER
261
DELISTED
26 Capital Acquisition Corp
ADER
– –
-650,858
Closed -$6.33M
PRDS
262
DELISTED
Pardes Biosciences, Inc. Common Stock
PRDS
– –
-665,100
Closed -$6.62M
OXACU
263
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
– –
-100,000
Closed -$1.02M
PNTM.U
264
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
– –
-653,800
Closed -$6.5M
PSPC.U
265
DELISTED
Post Holdings Partnering Corporation Units, each consisting of one share of Series A common stock, and one-third of one redeemable warrant
PSPC.U
– –
-113,703
Closed -$1.15M
CIIGU
266
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
– –
-281,000
Closed -$2.83M
ALTIW
267
DELISTED
AlTi Global Inc Warrant
ALTIW
– –
-133,400
Closed -$141K
PTOCW
268
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
– –
-204,306
Closed -$143K
LOKM.U
269
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
– –
-156,964
Closed -$1.56M
DCRDU
270
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
– –
-400,000
Closed -$4.04M
LGACU
271
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
– –
-555,000
Closed -$5.48M
BIOT
272
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
– –
-573,800
Closed -$5.59M
MIT.U
273
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
– –
-573,800
Closed -$5.71M
DTRTU
274
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
– –
-500,000
Closed -$5.05M
TZPSU
275
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
– –
-552,400
Closed -$5.49M
9 10
11
12 13

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Sage Rock Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Sage Rock Capital Management held 307 positions worth $671M, down 0.26% from $673M the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Sage Rock Capital Management's Q4 2021 filing shows 98 new, 22 increased, 33 reduced and 62 closed positions. Its largest new stake was Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant: 987,200 shares worth $9.99M. The largest sale was Revolution Healthcare Acquisition Corp. SAIL Units, an estimated $6.72M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 29% a quarter earlier, followed by Utilities and Technology.

  • Sage Rock Capital Management's largest Q4 2021 buy was Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant: 987,200 shares worth $9.99M.
  • Sage Rock Capital Management added most to Argus Capital Corp. Unit in Q4 2021, an estimated $2.32M increase.
  • Sage Rock Capital Management's biggest Q4 2021 reduction was Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant, cutting an estimated $6M.
  • Sage Rock Capital Management fully exited Revolution Healthcare Acquisition Corp. SAIL Units in Q4 2021, selling an estimated $6.72M.
  • Sage Rock Capital Management's ten largest holdings make up 12% of its $671M portfolio in Q4 2021.
  • Sage Rock Capital Management opened 98 new positions and closed 62 in Q4 2021.
  • Sage Rock Capital Management's portfolio value fell 0.26% quarter-over-quarter to $671M.

Based on Sage Rock Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.