SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Return 3.95%
This Quarter Return
+1.14%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$763M
AUM Growth
-$65M
Cap. Flow
-$69.4M
Cap. Flow %
-9.1%
Top 10 Hldgs %
9.76%
Holding
284
New
71
Increased
12
Reduced
28
Closed
64

Top Buys

1
FINM
Marlin Technology Corporation Class A Ordinary Share
FINM
$8.51M
2
NRAC
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$8.16M
3
NGC
Northern Genesis Acquisition Corp. III
NGC
$6.78M
4
CPUH
Compute Health Acquisition Corp.
CPUH
$6.72M
5
POW
Powered Brands Class A Ordinary Shares
POW
$6.67M

Top Sells

1
FINMU
Marlin Technology Corporation Unit
FINMU
$8.69M
2
NRACU
Northern Revival Acquisition Corporation Unit
NRACU
$8.35M
3
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$7.61M
4
NGC.U
Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant
NGC.U
$6.92M
5
CPUH.U
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
$6.9M

Sector Composition

1 Financials 24.96%
2 Healthcare 3.01%
3 Industrials 2.19%
4 Technology 1.2%
5 Communication Services 1.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SEAH.U
251
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
– –
-522,000
Closed -$5.36M
CFFVU
252
DELISTED
CF Acquisition Corp. V Unit
CFFVU
– –
-663,331
Closed -$6.62M
DCRNU
253
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
– –
-509,674
Closed -$5.13M
VPCC.U
254
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
– –
-152,100
Closed -$1.5M
NGCAU
255
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
– –
-382,500
Closed -$3.79M
DCRCU
256
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
– –
-523,800
Closed -$5.22M
DMYQ.U
257
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
– –
-656,300
Closed -$6.59M
ENFAU
258
DELISTED
890 5th Avenue Partners, Inc. Unit
ENFAU
– –
-157,200
Closed -$1.56M
LOKB.U
259
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-284,600
Closed -$2.98M
HZAC
260
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-450,000
Closed -$4.45M
MRACU
261
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
– –
-471,562
Closed -$4.79M
MAACU
262
DELISTED
Montes Archimedes Acquisition Corp. Unit
MAACU
– –
-553,000
Closed -$5.64M
SRNGU
263
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-492,500
Closed -$4.98M
CHAQ.WS
264
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-321,300
Closed -$302K
SPNV.U
265
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-54,950
Closed -$588K
NBA.WS
266
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
– –
-979,600
Closed -$643K
SCPE.WS
267
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
– –
-164,940
Closed -$312K
SBG.WS
268
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-174,114
Closed -$177K
WPF.WS
269
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
– –
-234,666
Closed -$375K
TBA
270
DELISTED
Thoma Bravo Advantage
TBA
– –
-393,000
Closed -$4.11M
GIX.RT
271
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
– –
-600,000
Closed -$198K
GIX.WS
272
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
– –
-600,000
Closed -$450K
BRPAR
273
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-79,718
Closed -$166K
NRACU
274
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
– –
-844,000
Closed -$8.35M
PTOCU
275
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
– –
-290,000
Closed -$2.88M
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11
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