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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
LCA
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FACA
226
DELISTED
Figure Acquisition Corp. I
FACA
– –
-447,244
Closed -$4.41M
ISAA
227
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
– –
-95,000
Closed -$943K
HUGS
228
DELISTED
USHG Acquisition Corp.
HUGS
– –
-132,000
Closed -$1.3M
OMEG
229
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
– –
-167,900
Closed -$1.67M
FTEV.WS
230
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
– –
-127,502
Closed -$12K
DILAW
231
DELISTED
DILA Capital Acquisition Corp. Warrant
DILAW
– –
-492,181
Closed -$25K
HCARW
232
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
– –
-243,920
Closed -$7K
HCIIW
233
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
– –
-155,540
Closed -$10K
SCOAW
234
DELISTED
ScION Tech Growth I Warrant
SCOAW
– –
-1,571,832
Closed -$47K
SHQA
235
DELISTED
Shelter Acquisition Corporation I Class A Common Stock
SHQA
– –
-388,524
Closed -$3.85M
SHQAW
236
DELISTED
Shelter Acquisition Corporation I Warrants
SHQAW
– –
-189,352
Closed -$16K
ARGUW
237
DELISTED
Argus Capital Corp. Warrant
ARGUW
– –
-264,430
Closed -$40K
COLIW
238
DELISTED
Colicity Inc. Warrant
COLIW
– –
-418,711
Closed -$20K
ARGU
239
DELISTED
Argus Capital Corp. Class A Common Stock
ARGU
– –
-528,860
Closed -$5.32M
COVAW
240
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
– –
-115,151
Closed -$3K
COLI
241
DELISTED
Colicity Inc. Class A Common Stock
COLI
– –
-640,020
Closed -$6.29M
FACA.WS
242
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
– –
-109,469
Closed -$6K
GTPAW
243
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
– –
-52,191
Closed -$16K
GTPA
244
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
– –
-260,955
Closed -$2.56M
KAHC
245
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
– –
-545,020
Closed -$5.36M
SSAA
246
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
– –
-292,019
Closed -$2.88M
SSAAW
247
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
– –
-191,266
Closed -$9K
KAHC.WS
248
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
– –
-453,450
Closed -$54K
CLIM
249
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
– –
-267,045
Closed -$2.63M
OEPW
250
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
– –
-508,767
Closed -$5.02M
8 9
10
11 12

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Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.