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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+0.76%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$451M
AUM Growth
-$55.3M
Cap. Flow
-$55.6M
Cap. Flow %
-12.34%
Top 10 Hldgs %
14.43%
Holding
325
New
16
Increased
16
Reduced
66
Closed
55

Top Buys

Rank Stock Value
1
MOBV
Mobiv Acquisition Corp Class A Common Stock
MOBV
+$3.89M
2
SBC
SBC Medical Group
SBC
+$3.43M
3
GLSTU
Global Star Acquisition, Inc. Unit
GLSTU
+$3.29M
4
HMAC
Hainan Manaslu Acquisition Corp. Ordinary shares
HMAC
+$2.98M
5
EMCGU
Embrace Change Acquisition Corp Unit
EMCGU
+$2.01M

Top Sells

Rank Stock Value
1
KCA.U
Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant
KCA.U
+$5.93M
2
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$5.64M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$5.02M
4
MIT
Mason Industrial Technology, Inc.
MIT
+$4.86M
5
PRPC
CC Neuberger Principal Holdings III
PRPC
+$4.16M

Sector Composition

Rank Sector Weight
1 Financials 86.13%
2 Technology 3.48%
3 Healthcare 2.91%
4 Industrials 2.09%
5 Energy 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSAAW
226
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$9K ﹤0.01%
191,266
– –
SFRWW
227
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$8K ﹤0.01%
52,554
– –
HERAW
228
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$8K ﹤0.01%
95,626
– –
CEROW
229
DELISTED
CERo Therapeutics Warrants
CEROW
$7K ﹤0.01%
91,999
– –
WAVC.WS
230
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$7K ﹤0.01%
149,501
-21,142
-12% -$4.43K
CPARW
231
DELISTED
Catalyst Partners Acquisition Corp. Warrant
CPARW
$7K ﹤0.01%
61,500
– –
EPHYW
232
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$7K ﹤0.01%
119,766
– –
HCARW
233
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$7K ﹤0.01%
243,920
– –
WPCA.WS
234
DELISTED
Warburg Pincus Capital Corporation I-A Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCA.WS
$7K ﹤0.01%
76,501
– –
TRONW
235
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$6K ﹤0.01%
150,294
– –
FMIVW
236
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$6K ﹤0.01%
95,626
– –
FACA.WS
237
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$6K ﹤0.01%
109,469
-29,277
-21% -$3.79K
HUGS.WS
238
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$6K ﹤0.01%
+129,820
New +$18.4K
BNZIW
239
DELISTED
Banzai International Warrant
BNZIW
$5K ﹤0.01%
269,966
-250,000
-48% -$13.3K
VEEAW
240
Veea Inc Warrant
VEEAW
$604K
$5K ﹤0.01%
76,501
– –
CVIIW
241
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$5K ﹤0.01%
40,662
– –
FRXB.WS
242
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$5K ﹤0.01%
76,501
– –
NGC.WS
243
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$5K ﹤0.01%
164,759
– –
WPCB.WS
244
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
$5K ﹤0.01%
76,501
– –
CLIM.WS
245
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$5K ﹤0.01%
63,159
– –
ACII.WS
246
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$5K ﹤0.01%
129,854
– –
TBCPW
247
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$4K ﹤0.01%
41,344
– –
NSTD.WS
248
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
$4K ﹤0.01%
59,544
– –
SNRHW
249
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$4K ﹤0.01%
191,250
– –
OHPAW
250
DELISTED
Orion Acquisition Corp. Warrant
OHPAW
$4K ﹤0.01%
76,877
– –
8 9
10
11 12

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Sage Rock Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Sage Rock Capital Management held 325 positions worth $451M, down 11% from $506M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Sage Rock Capital Management withdrew a net $55.6M in Q3 2022, closing 55 positions and reducing 66 holdings. Its most notable exit was Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant, an estimated $5.93M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, up from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Mobiv Acquisition Corp Class A Common Stock worth $3.9M.

  • Sage Rock Capital Management's largest Q3 2022 buy was Mobiv Acquisition Corp Class A Common Stock: 389,000 shares worth $3.9M.
  • Sage Rock Capital Management added most to GFL Environmental in Q3 2022, an estimated $94K increase.
  • Sage Rock Capital Management's biggest Q3 2022 reduction was Learn CW Investment Corporation Class A Ordinary Shares, cutting an estimated $1.78M.
  • Sage Rock Capital Management fully exited Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant in Q3 2022, selling an estimated $5.93M.
  • Sage Rock Capital Management's ten largest holdings make up 14% of its $451M portfolio in Q3 2022.
  • Sage Rock Capital Management opened 16 new positions and closed 55 in Q3 2022.
  • Sage Rock Capital Management's portfolio value fell 11% quarter-over-quarter to $451M.

Based on Sage Rock Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.