We are live on ! Find out more
SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$671M
AUM Growth
-$1.72M
Cap. Flow
-$1.88M
Cap. Flow %
-0.28%
Top 10 Hldgs %
12.19%
Holding
307
New
98
Increased
22
Reduced
33
Closed
62

Top Buys

Rank Stock Value
1
LCW.U
Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
LCW.U
+$9.93M
2
BMAC.U
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
+$9.14M
3
DPCSU
DP Cap Acquisition Corp I Unit
DPCSU
+$8.53M
4
ADALU
Anthemis Digital Acquisitions I Corp Unit
ADALU
+$8.28M
5
XFINU
ExcelFin Acquisition Corp Unit
XFINU
+$8.16M

Top Sells

Rank Stock Value
1
REVHU
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
+$6.72M
2
PRDS
Pardes Biosciences, Inc. Common Stock
PRDS
+$6.62M
3
PNTM.U
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
+$6.5M
4
SSAAU
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
+$6.46M
5
ADER
26 Capital Acquisition Corp
ADER
+$6.33M

Sector Composition

Rank Sector Weight
1 Financials 33.28%
2 Utilities 1.71%
3 Technology 1.43%
4 Industrials 1.26%
5 Communication Services 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFIVW
226
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
$142K 0.02%
+191,266
New +$158K
OCAXW
227
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$138K 0.02%
288,500
– –
SCLEW
228
DELISTED
Broadscale Acquisition Corp. Warrant
SCLEW
$134K 0.02%
+143,450
New +$133K
VMD icon
229
Viemed Healthcare
VMD
$371M
$131K 0.02%
25,000
– –
AOGOU
230
DELISTED
Arogo Capital Acquisition Corp. Unit
AOGOU
$121K 0.02%
+12,100
New +$121K
POWRW
231
DELISTED
Powered Brands Warrants
POWRW
$113K 0.02%
191,266
– –
NDACW
232
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$113K 0.02%
130,160
– –
COOLW
233
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$106K 0.02%
+153,766
New +$130K
HCIIW
234
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$104K 0.02%
155,540
– –
REVHW
235
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
$102K 0.02%
+136,360
New +$114K
SNRHW
236
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$100K 0.01%
191,250
– –
OEPWW
237
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$100K 0.01%
+177,034
New +$108K
ENPC.WS
238
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$97K 0.01%
143,437
– –
TZPSW
239
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$94K 0.01%
+184,132
New +$106K
SLACW
240
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$88K 0.01%
+105,736
New +$90.5K
CCVI.WS
241
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$86K 0.01%
+83,516
New +$95K
ISLEW
242
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$68K 0.01%
137,012
-4,185
-3% -$2.31K
VGII.WS
243
DELISTED
Virgin Group Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one Class
VGII.WS
$61K 0.01%
+72,649
New +$71.1K
FSRDW
244
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$57K 0.01%
81,043
-39,457
-33% -$35.9K
MVLAW
245
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$53K 0.01%
87,769
-373
-0.4% -$323
GBTG icon
246
American Express Global Business Travel
GBTG
$4.94B
– –
-541,998
Closed -$5.29M
PDYNW icon
247
Palladyne AI Corp Warrants
PDYNW
$156K
– –
-358,131
Closed -$279K
BROGW
248
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
– –
-272,700
Closed -$136K
OCAX
249
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
– –
-577,000
Closed -$5.71M
COOLU
250
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
– –
-509,600
Closed -$5.09M
8 9
10
11 12

Similar funds

CMG
Cavalry Management Group San Francisco, California $22.3M AUM 65.95% 1-Year Est. Return
KLM
Kennedy Lewis Management New York $21.9M AUM 12.46% 1-Year Est. Return
TM
Tiger Management New York $22.8M AUM 0.71% 1-Year Est. Return
OCM
Oakview Capital Management Dallas, Texas $21.6M AUM 20.25% 1-Year Est. Return
A
AJOVista Boston, Massachusetts $23.4M AUM 76.18% 1-Year Est. Return
LC
Linse Capital San Juan, Puerto Rico $24.6M AUM 30.05% 1-Year Est. Return
WA
WuXi AppTec Shanghai, China $19M AUM 20.22% 1-Year Est. Return
PFG
Peterson Financial Group Des Moines, Iowa $26M AUM 28.41% 1-Year Est. Return

Sage Rock Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Sage Rock Capital Management held 307 positions worth $671M, down 0.26% from $673M the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Sage Rock Capital Management's Q4 2021 filing shows 98 new, 22 increased, 33 reduced and 62 closed positions. Its largest new stake was Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant: 987,200 shares worth $9.99M. The largest sale was Revolution Healthcare Acquisition Corp. SAIL Units, an estimated $6.72M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 29% a quarter earlier, followed by Utilities and Technology.

  • Sage Rock Capital Management's largest Q4 2021 buy was Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant: 987,200 shares worth $9.99M.
  • Sage Rock Capital Management added most to Argus Capital Corp. Unit in Q4 2021, an estimated $2.32M increase.
  • Sage Rock Capital Management's biggest Q4 2021 reduction was Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant, cutting an estimated $6M.
  • Sage Rock Capital Management fully exited Revolution Healthcare Acquisition Corp. SAIL Units in Q4 2021, selling an estimated $6.72M.
  • Sage Rock Capital Management's ten largest holdings make up 12% of its $671M portfolio in Q4 2021.
  • Sage Rock Capital Management opened 98 new positions and closed 62 in Q4 2021.
  • Sage Rock Capital Management's portfolio value fell 0.26% quarter-over-quarter to $671M.

Based on Sage Rock Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.