SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+4.09%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
272
New
Increased
Reduced
Closed

Top Buys

1
+$7.54M
2
+$7.34M
3
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

1
+$7.47M
2
+$6.9M
3
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
– –
-382,500
227
– –
-382,500
228
– –
-621,439
229
– –
-576,253
230
– –
-200,000
231
– –
-555,000
232
– –
-307,500
233
– –
-573,800
234
– –
-487,000
235
– –
-383,000
236
– –
-245,000
237
– –
-564,800
238
– –
-650,800
239
– –
-573,800
240
– –
-380,385
241
– –
-72,000
242
– –
-523,700
243
– –
-325,000
244
– –
-382,500
245
– –
-175,000
246
– –
-765,000
247
– –
-600,473
248
– –
-350,000
249
– –
-542,000
250
– –
-573,800
7 8 9
10
11