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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLS
226
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-621,439
Closed -$6.08M
DHHCU
227
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-576,253
Closed -$5.76M
ACQRU
228
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-200,000
Closed -$2M
PFDRU
229
DELISTED
Pathfinder Acquisition Corporation Unit
PFDRU
– –
-555,000
Closed -$5.52M
GSQD.U
230
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
– –
-307,500
Closed -$3.09M
BIOTU
231
DELISTED
Biotech Acquisition Company Unit
BIOTU
– –
-573,800
Closed -$5.78M
GLBLU
232
DELISTED
Cartesian Growth Corporation Unit
GLBLU
– –
-487,000
Closed -$4.86M
GIIXU
233
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
– –
-383,000
Closed -$3.82M
DILAU
234
DELISTED
DILA Capital Acquisition Corp. Unit
DILAU
– –
-245,000
Closed -$2.47M
LGV.U
235
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-564,800
Closed -$5.69M
NDACU
236
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
– –
-650,800
Closed -$6.55M
SWETU
237
DELISTED
Athlon Acquisition Corp. Unit
SWETU
– –
-573,800
Closed -$5.75M
KIIIU
238
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
– –
-380,385
Closed -$3.8M
IS
239
DELISTED
ironSource Ltd.
IS
– –
-72,000
Closed -$756K
TEKKU
240
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
– –
-523,700
Closed -$5.37M
VYGG.U
241
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
– –
-325,000
Closed -$3.36M
SLCRU
242
DELISTED
Silver Crest Acquisition Corporation Unit
SLCRU
– –
-382,500
Closed -$3.84M
GPCOU
243
DELISTED
Golden Path Acquisition Corporation Units
GPCOU
– –
-175,000
Closed -$1.76M
ETAC
244
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
– –
-765,000
Closed -$7.47M
ASPCU
245
DELISTED
Alpha Capital Acquisition Co Unit
ASPCU
– –
-600,473
Closed -$6.07M
GGPIU
246
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-350,000
Closed -$3.51M
EJFAU
247
DELISTED
EJF Acquisition Corp. Unit
EJFAU
– –
-272,770
Closed -$2.72M
APSG.U
248
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
– –
-542,000
Closed -$5.5M
CHPM
249
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-573,800
Closed -$5.71M
PPGHU
250
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
– –
-573,800
Closed -$5.76M
7 8 9
10
11

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.