RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.26%
This Quarter Est. Return
1 Year Est. Return
-5.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
169
New
Increased
Reduced
Closed

Top Buys

1
+$4.86M
2
+$3.38M
3
+$2.03M
4
MSFT icon
Microsoft
MSFT
+$2.02M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
+$1.31M

Top Sells

1
+$11.7M
2
+$6.97M
3
+$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
+$1.87M

Sector Composition

1 Financials 14.18%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$229K 0.02%
2,052
-198
152
$228K 0.02%
+1,521
153
$224K 0.02%
3,639
-892
154
$215K 0.02%
+4,022
155
$210K 0.02%
+2,865
156
$205K 0.02%
7,600
157
$146K 0.01%
6,408
158
$55K 0.01%
+11,502
159
– –
-761
160
– –
-2,577
161
– –
-9,915
162
– –
-9,400
163
– –
-10,401
164
– –
-121,584
165
– –
-90,984
166
$0 ﹤0.01%
+510,000
3 4 5 6
7