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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.5M
Cap. Flow %
-1.5%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

Rank Stock Value
1
BFAM icon
Bright Horizons
BFAM
+$4.66M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.39M
3
MSFT icon
Microsoft
MSFT
+$1.91M
4
PFE icon
Pfizer
PFE
+$1.87M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
+$1.35M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$11.1M
2
PRU icon
Prudential Financial
PRU
+$6.78M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
+$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
+$1.93M

Sector Composition

Rank Sector Weight
1 Financials 13.81%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
151
PepsiCo
PEP
$189B
$229K 0.02%
2,052
-198
-9% -$22.4K
VTI icon
152
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$228K 0.02%
+1,521
New +$224K
ES icon
153
Eversource Energy
ES
$27.3B
$224K 0.02%
3,639
-892
-20% -$54.6K
VZ icon
154
Verizon
VZ
$193B
$215K 0.02%
+4,022
New +$213K
ABT icon
155
Abbott
ABT
$183B
$210K 0.02%
+2,865
New +$188K
PRE.PRH
156
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
$205K 0.02%
7,600
– –
IAU icon
157
iShares Gold Trust
IAU
$65.9B
$146K 0.01%
6,408
– –
SAN icon
158
Banco Santander
SAN
$209B
$55K 0.01%
+11,502
New +$57.9K
DPZ icon
159
Domino's
DPZ
$12.1B
– –
-761
Closed -$215K
PYPL icon
160
PayPal
PYPL
$49.6B
– –
-2,577
Closed -$215K
SLB icon
161
SLB Ltd
SLB
$74.1B
– –
-9,915
Closed -$665K
DUKH
162
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
– –
-9,400
Closed -$242K
PSA.PRB
163
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
– –
-10,401
Closed -$265K
WFC.PRV
164
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
– –
-121,584
Closed -$3.14M
KIM.PRI.CL
165
DELISTED
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
– –
-90,984
Closed -$2.28M
AHN
166
DELISTED
ATC HEALTHCARE INC CL A
AHN
$0 ﹤0.01%
+510,000
New –
3 4 5 6
7

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CCP
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MCM
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BDF
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RHBC
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Roosevelt Investment Group's Q3 2018 Portfolio in Review

As of Q3 2018, Roosevelt Investment Group held 169 positions worth $1.1B, up 2.8% from $1.07B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group's Q3 2018 filing shows 15 new, 40 increased, 83 reduced and 7 closed positions. Its largest new stake was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M. The largest sale was Walt Disney, an estimated $11.1M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Roosevelt Investment Group's largest Q3 2018 buy was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M.
  • Roosevelt Investment Group added most to Bright Horizons in Q3 2018, an estimated $4.66M increase.
  • Roosevelt Investment Group's biggest Q3 2018 reduction was Walt Disney, cutting an estimated $11.1M.
  • Roosevelt Investment Group fully exited Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu in Q3 2018, selling an estimated $3.14M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $1.1B portfolio in Q3 2018.
  • Roosevelt Investment Group opened 15 new positions and closed 7 in Q3 2018.
  • Roosevelt Investment Group's portfolio value rose 2.8% quarter-over-quarter to $1.1B.

Based on Roosevelt Investment Group's 13F filing for Q3 2018, filed 9 Nov 2018.