RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+5.34%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.8M
Cap. Flow %
-1.53%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

1
BFAM icon
Bright Horizons
BFAM
$4.86M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$3.38M
3
PFE icon
Pfizer
PFE
$2.03M
4
MSFT icon
Microsoft
MSFT
$2.02M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$1.31M

Top Sells

1
DIS icon
Walt Disney
DIS
$11.7M
2
PRU icon
Prudential Financial
PRU
$6.97M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$1.87M

Sector Composition

1 Financials 14.18%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PEP icon
151
PepsiCo
PEP
$203B
$229K 0.02%
2,052
-198
-9% -$22.1K
VTI icon
152
Vanguard Total Stock Market ETF
VTI
$524B
$228K 0.02%
+1,521
New +$228K
ES icon
153
Eversource Energy
ES
$23.5B
$224K 0.02%
3,639
-892
-20% -$54.9K
VZ icon
154
Verizon
VZ
$184B
$215K 0.02%
+4,022
New +$215K
ABT icon
155
Abbott
ABT
$230B
$210K 0.02%
+2,865
New +$210K
PRE.PRH
156
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
$205K 0.02%
7,600
– –
IAU icon
157
iShares Gold Trust
IAU
$52.2B
$146K 0.01%
6,408
– –
SAN icon
158
Banco Santander
SAN
$140B
$55K 0.01%
+11,502
New +$55K
DPZ icon
159
Domino's
DPZ
$15.8B
– –
-761
Closed -$215K
PYPL icon
160
PayPal
PYPL
$66.5B
– –
-2,577
Closed -$215K
SLB icon
161
Schlumberger
SLB
$52.2B
– –
-9,915
Closed -$665K
DUKH
162
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
– –
-9,400
Closed -$242K
PSA.PRB
163
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
– –
-10,401
Closed -$265K
WFC.PRV
164
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
– –
-121,584
Closed -$3.14M
KIM.PRI.CL
165
DELISTED
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
– –
-90,984
Closed -$2.28M
AHN
166
DELISTED
ATC HEALTHCARE INC CL A
AHN
$0 ﹤0.01%
+510,000
New –
3 4 5 6
7