Roosevelt Investment Group’s Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 DUKH Stock Holding History

Roosevelt Investment Group’s Portfolio DUKH Stock Details DUKH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-9,400	Closed	-$242K	–	164
2018 Q2	$242K	Hold	9,400	–	–	0.02%	145
2018 Q1	$239K	Hold	9,400	–	–	0.02%	157
2017 Q4	$238K	Hold	9,400	–	–	0.02%	169
2017 Q3	$240K	Hold	9,400	–	–	0.02%	172
2017 Q2	$246K	Hold	9,400	–	–	0.02%	175
2017 Q1	$244K	Sell	9,400 -200	-2%	-$5.04K	0.02%	185
2016 Q4	$230K	Hold	9,600	–	–	0.02%	180
2016 Q3	$252K	Buy	9,600 +200	+2%	+$5.3K	0.02%	167
2016 Q2	$253K	Buy	+9,400	New	+$249K	0.02%	173

Other funds holding DUKH

CGH

Crossmark Global Holdings Houston, Texas $7.71B AUM 37.66% 1-Year Est. Return

WFMPM

Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.05B AUM 14.54% 1-Year Est. Return

Plimoth Trust Plymouth, Massachusetts $501M AUM 35.9% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Roosevelt Investment Group's DUKH Position: Q3 2018 in Review

Roosevelt Investment Group sold out of Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 (DUKH) in Q3 2018, closing a stake of 9,400 shares — an estimated $242K sold.

Roosevelt Investment Group first reported a position in DUKH in Q2 2016 and held it in 9 quarters. The position peaked at $253K in Q2 2016. 6 funds tracked by Wall St. Rank hold DUKH as of Q3 2018.

Roosevelt Investment Group reported no remaining Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 position as of Q3 2018 after selling out during the quarter.
Roosevelt Investment Group sold 9,400 Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 shares in Q3 2018, an estimated $242K.
Roosevelt Investment Group first reported a position in Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 in Q2 2016 and held it in 9 quarters.
Roosevelt Investment Group's Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 position peaked at $253K in Q2 2016.
6 funds tracked by Wall St. Rank held Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 as of Q3 2018.

Based on Roosevelt Investment Group's 13F filing for Q3 2018, filed 9 Nov 2018.