Rockefeller Capital Management
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Rockefeller Capital Management’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

Rockefeller Capital Management’s Portfolio SMAY Stock Details SMAY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$40.6K Sell
1,545
-87
-5% -$2.29K ﹤0.01% 3385
2025
Q4 		$42.4K Hold
1,632
– – ﹤0.01% 3146
2025
Q3 		$41.3K Buy
+1,632
New +$40.3K ﹤0.01% 3002

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LWM
Lionshead Wealth Management New York $136M AUM 19.17% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
SW
SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BWS
BFI Wealth Solutions Dallas, Texas $104M AUM

Rockefeller Capital Management's SMAY Position: Q1 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 5.3% in Q1 2026, selling an estimated $2.29K and leaving 1,545 shares worth $40.6K. The position accounts for ﹤0.01% of the portfolio, ranked #3385.

Rockefeller Capital Management first reported a position in SMAY in Q3 2025 and has held it in 3 quarters since. The position peaked at $42.4K in Q4 2025. 57 funds tracked by Wall St. Rank hold SMAY as of Q1 2026.

  • Rockefeller Capital Management held 1,545 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $40.6K as of Q1 2026.
  • Rockefeller Capital Management sold 87 FT Vest US Small Cap Moderate Buffer ETF May shares in Q1 2026, an estimated $2.29K.
  • FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3385 holding.
  • Rockefeller Capital Management first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q3 2025 and has held it in 3 quarters since.
  • Rockefeller Capital Management's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $42.4K in Q4 2025.
  • 57 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.