Rockefeller Capital Management’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

Rockefeller Capital Management’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$28.4K	Sell	1,000 -545	-35%	-$14.9K	﹤0.01%	3614
2026 Q1	$40.6K	Sell	1,545 -87	-5%	-$2.29K	﹤0.01%	3385
2025 Q4	$42.4K	Hold	1,632	–	–	﹤0.01%	3146
2025 Q3	$41.3K	Buy	+1,632	New	+$40.3K	﹤0.01%	3002

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Rockefeller Capital Management's SMAY Position: Q2 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 35% in Q2 2026, selling an estimated $14.9K and leaving 1,000 shares worth $28.4K. The position accounts for ﹤0.01% of the portfolio, ranked #3614.

Rockefeller Capital Management first reported a position in SMAY in Q3 2025 and has held it in 4 quarters since. The position peaked at $42.4K in Q4 2025. 66 funds tracked by Wall St. Rank hold SMAY as of Q2 2026.

Rockefeller Capital Management held 1,000 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $28.4K as of Q2 2026.
Rockefeller Capital Management sold 545 FT Vest US Small Cap Moderate Buffer ETF May shares in Q2 2026, an estimated $14.9K.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #3614 holding.
Rockefeller Capital Management first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q3 2025 and has held it in 4 quarters since.
Rockefeller Capital Management's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $42.4K in Q4 2025.
66 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.