Rockefeller Capital Management’s Neuberger Small-Mid Cap ETF NBSM Stock Holding History

Rockefeller Capital Management’s Portfolio NBSM Stock Details NBSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$43K	Buy	+1,499	New	+$40.2K	﹤0.01%	3437

Other funds holding NBSM

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SHF

Stage Harbor Financial Westwood, Massachusetts $173M AUM 19.42% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

BWS

Broadway Wealth Solutions San Antonio, Texas $214M AUM 16.06% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

ETC

Exchange Traded Concepts Oklahoma City, Oklahoma $21.9B AUM 68.6% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Rockefeller Capital Management's NBSM Position: Q2 2026 in Review

Rockefeller Capital Management opened a new position in Neuberger Small-Mid Cap ETF (NBSM) in Q2 2026: 1,499 shares worth $43K. The stake represents ﹤0.01% of the portfolio and ranks #3437 among its holdings.

23 funds tracked by Wall St. Rank hold NBSM as of Q2 2026.

Rockefeller Capital Management held 1,499 shares of Neuberger Small-Mid Cap ETF worth $43K as of Q2 2026.
Neuberger Small-Mid Cap ETF was a new Rockefeller Capital Management position in Q2 2026.
Neuberger Small-Mid Cap ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #3437 holding.
23 funds tracked by Wall St. Rank held Neuberger Small-Mid Cap ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.