Rivernorth Capital Management’s OFS Credit Co OCCI Stock Holding History

Rivernorth Capital Management’s Portfolio OCCI Stock Details OCCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-78,871	Closed	-$1.09M	–	264
2018 Q4	$1.09M	Buy	+78,871	New	+$1.24M	0.06%	188

Other funds holding OCCI

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

RIA

Realta Investment Advisors Wilmington, Delaware $322M AUM 39.45% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rivernorth Capital Management's OCCI Position: Q1 2019 in Review

Rivernorth Capital Management sold out of OFS Credit Co (OCCI) in Q1 2019, closing a stake of 78,871 shares — an estimated $1.09M sold.

Rivernorth Capital Management first reported a position in OCCI in Q4 2018 and held it in 1 quarter. The position peaked at $1.09M in Q4 2018. 8 funds tracked by Wall St. Rank hold OCCI as of Q1 2019.

Rivernorth Capital Management reported no remaining OFS Credit Co position as of Q1 2019 after selling out during the quarter.
Rivernorth Capital Management sold 78,871 OFS Credit Co shares in Q1 2019, an estimated $1.09M.
Rivernorth Capital Management first reported a position in OFS Credit Co in Q4 2018 and held it in 1 quarter.
Rivernorth Capital Management's OFS Credit Co position peaked at $1.09M in Q4 2018.
8 funds tracked by Wall St. Rank held OFS Credit Co as of Q1 2019.

Based on Rivernorth Capital Management's 13F filing for Q1 2019, filed 15 May 2019.