Regent Investment Management’s Invesco Preferred ETF PGX Stock Holding History

Regent Investment Management’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-13,400	Closed	-$195K	–	206
2018 Q2	$195K	Buy	+13,400	New	+$194K	0.07%	195
2015 Q1	–	Sell	-21,450	Closed	-$315K	–	197
2014 Q4	$315K	Buy	21,450 +1,350	+7%	+$19.7K	0.16%	145
2014 Q3	$291K	Sell	20,100 -2,000	-9%	-$29K	0.15%	149
2014 Q2	$323K	Buy	22,100 +3,700	+20%	+$53.4K	0.16%	148
2014 Q1	$262K	Buy	18,400 +3,000	+19%	+$41.9K	0.14%	154
2013 Q4	$207K	Buy	+15,400	New	+$210K	0.12%	164

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $174M AUM 1.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Regent Investment Management's PGX Position: Q3 2018 in Review

Regent Investment Management sold out of Invesco Preferred ETF (PGX) in Q3 2018, closing a stake of 13,400 shares — an estimated $195K sold.

Regent Investment Management first reported a position in PGX in Q4 2013 and held it in 6 quarters. The position peaked at $323K in Q2 2014. 318 funds tracked by Wall St. Rank hold PGX as of Q3 2018.

Regent Investment Management reported no remaining Invesco Preferred ETF position as of Q3 2018 after selling out during the quarter.
Regent Investment Management sold 13,400 Invesco Preferred ETF shares in Q3 2018, an estimated $195K.
Regent Investment Management first reported a position in Invesco Preferred ETF in Q4 2013 and held it in 6 quarters.
Regent Investment Management's Invesco Preferred ETF position peaked at $323K in Q2 2014.
318 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q3 2018.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.