RJA
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Raymond James & Associates’s Hercules Capital HTGC Stock Holding History

Raymond James & Associates’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-27,100
Closed -$1K – 4207
2021
Q3 		$1K Sell
27,100
-19,100
-41% -$325K ﹤0.01% 4100
2021
Q2 		$5K Sell
46,200
-100
-0.2% -$1.71K ﹤0.01% 4053
2021
Q1 		$14K Buy
+46,300
New +$718K ﹤0.01% 3943

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $174M AUM 9.16% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James & Associates's HTGC Position: Q3 2024 in Review

Raymond James & Associates reduced its Hercules Capital (HTGC) stake by 47% in Q3 2024, selling an estimated $5.57M and leaving 322,781 shares worth $6.34M. The position accounts for ﹤0.01% of the portfolio, ranked #1494.

Raymond James & Associates first reported a position in HTGC in Q2 2013 and has held it in 46 quarters since. The position peaked at $14.6M in Q3 2023. 299 funds tracked by Wall St. Rank hold HTGC as of Q3 2024.

  • Raymond James & Associates held 322,781 shares of Hercules Capital worth $6.34M as of Q3 2024.
  • Raymond James & Associates sold 282,852 Hercules Capital shares in Q3 2024, an estimated $5.57M.
  • Hercules Capital made up ﹤0.01% of Raymond James & Associates's portfolio in Q3 2024, its #1494 holding.
  • Raymond James & Associates first reported a position in Hercules Capital in Q2 2013 and has held it in 46 quarters since.
  • Raymond James & Associates's Hercules Capital position peaked at $14.6M in Q3 2023.
  • 299 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2024.

Based on Raymond James & Associates's 13F filing for Q3 2024, filed 18 Oct 2024.