We are live on ! Find out more
RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.33B
1-Year Est. Return 1.18%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+1.18%
3 Year Est. Return
+4.93%
5 Year Est. Return
-24.37%
10 Year Est. Return
-27.33%
AUM
$411M
AUM Growth
-$134M
Cap. Flow
-$388M
Cap. Flow %
-94.43%
Top 10 Hldgs %
86.01%
Holding
32
New
–
Increased
1
Reduced
–
Closed
2

Top Buys

Rank Stock Value
1
XRDC
Crossroads Capital, Inc
XRDC
+$135K

Top Sells

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$215K
2
HTGC icon
Hercules Capital
HTGC
+$161K

Sector Composition

Rank Sector Weight
1 Financials 0.18%
2 Consumer Discretionary 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAS
1
DELISTED
American Capital Ltd
ACAS
$546K 0.13%
34,500
– –
XRDC
2
DELISTED
Crossroads Capital, Inc
XRDC
$434K 0.11%
210,891
+57,691
+38% +$135K
SVVC
3
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$341K 0.08%
45,844
– –
SLRC icon
4
SLR Investment Corp
SLRC
$686M
$284K 0.07%
14,900
– –
BKCC
5
DELISTED
BlackRock Capital Investment Corporation
BKCC
$216K 0.05%
27,700
– –
PSEC icon
6
Prospect Capital
PSEC
$1.07B
$188K 0.05%
24,000
– –
ICON
7
DELISTED
Iconix Brand Group, Inc.
ICON
$147K 0.04%
2,170
– –
HRZN icon
8
Horizon Technology Finance
HRZN
$295M
$139K 0.03%
11,400
– –
ABDC
9
DELISTED
Alcentra Capital Corp
ABDC
$128K 0.03%
10,500
– –
OCSL icon
10
Oaktree Specialty Lending
OCSL
$1.02B
$123K 0.03%
8,467
– –
GBDC icon
11
Golub Capital BDC
GBDC
$3.34B
– –
-12,660
Closed -$215K
HTGC icon
12
Hercules Capital
HTGC
$3.07B
– –
-13,400
Closed -$161K

Similar funds

AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
OCMI
Oaktop Capital Management II Chatham, New Jersey $1.34B AUM 114.5% 1-Year Est. Return

Radcliffe Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Radcliffe Capital Management held 32 positions worth $411M, down 25% from $545M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Radcliffe Capital Management withdrew a net $388M in Q2 2016, closing 2 positions. Its most notable exit was Golub Capital BDC, an estimated $215K position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.18% of assets, down from 0.2% a quarter earlier, followed by Consumer Discretionary.

Against the trend, Radcliffe Capital Management added an estimated $135K to Crossroads Capital, Inc.

  • Radcliffe Capital Management added most to Crossroads Capital, Inc in Q2 2016, an estimated $135K increase.
  • Radcliffe Capital Management fully exited Golub Capital BDC in Q2 2016, selling an estimated $215K.
  • Radcliffe Capital Management's ten largest holdings make up 86% of its $411M portfolio in Q2 2016.
  • Radcliffe Capital Management opened 0 new positions and closed 2 in Q2 2016.
  • Radcliffe Capital Management's portfolio value fell 25% quarter-over-quarter to $411M.

Based on Radcliffe Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.