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RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.33B
1-Year Est. Return 1.18%
This Fund
S&P 500
This Quarter Est. Return
-0.11%
1 Year Est. Return
+1.18%
3 Year Est. Return
+4.93%
5 Year Est. Return
-24.37%
10 Year Est. Return
-27.33%
AUM
$388M
AUM Growth
+$61.2M
Cap. Flow
-$327M
Cap. Flow %
-84.22%
Top 10 Hldgs %
80.77%
Holding
29
New
–
Increased
–
Reduced
–
Closed
1

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$128K

Sector Composition

Rank Sector Weight
1 Financials 0.26%
2 Consumer Discretionary 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAS
1
DELISTED
American Capital Ltd
ACAS
– –
0
– –
SVVC
2
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-11,927
Closed -$128K
ICON
3
DELISTED
Iconix Brand Group, Inc.
ICON
– –
0
– –
BKCC
4
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
0
– –
SLRC icon
5
SLR Investment Corp
SLRC
$686M
– –
0
– –
GBDC icon
6
Golub Capital BDC
GBDC
$3.34B
– –
0
– –
PSEC icon
7
Prospect Capital
PSEC
$1.07B
– –
0
– –
OCSL icon
8
Oaktree Specialty Lending
OCSL
$1.02B
– –
0
– –
HTGC icon
9
Hercules Capital
HTGC
$3.07B
– –
0
– –
ABDC
10
DELISTED
Alcentra Capital Corp
ABDC
– –
0
– –
HRZN icon
11
Horizon Technology Finance
HRZN
$295M
– –
0
– –

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Radcliffe Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Radcliffe Capital Management held 29 positions worth $388M, up 19% from $327M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Radcliffe Capital Management withdrew a net $327M in Q3 2015, closing 1 position. Its most notable exit was Firsthand Technology Value Fund, Inc. Common Stock, an estimated $128K position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.26% of assets, followed by Consumer Discretionary.

  • Radcliffe Capital Management fully exited Firsthand Technology Value Fund, Inc. Common Stock in Q3 2015, selling an estimated $128K.
  • Radcliffe Capital Management's ten largest holdings make up 81% of its $388M portfolio in Q3 2015.
  • Radcliffe Capital Management opened 0 new positions and closed 1 in Q3 2015.
  • Radcliffe Capital Management's portfolio value rose 19% quarter-over-quarter to $388M.

Based on Radcliffe Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.