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RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.32B
1-Year Est. Return 1.82%
This Fund
S&P 500
This Quarter Est. Return
+0%
1 Year Est. Return
+1.82%
3 Year Est. Return
+4.8%
5 Year Est. Return
-27.7%
10 Year Est. Return
-26.52%
AUM
$413M
AUM Growth
+$1.52M
Cap. Flow
-$331M
Cap. Flow %
-80.11%
Top 10 Hldgs %
79.92%
Holding
30
New
1
Increased
1
Reduced
–
Closed
3

Top Buys

Rank Stock Value
1
MFIN icon
Medallion Financial
MFIN
+$263K
2
XRDC
Crossroads Capital, Inc
XRDC
+$3.66K

Top Sells

Rank Stock Value
1
SLRC icon
SLR Investment Corp
SLRC
+$284K
2
HRZN icon
Horizon Technology Finance
HRZN
+$139K
3
ABDC
Alcentra Capital Corp
ABDC
+$128K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.54%
2 Financials 0.41%
3 Consumer Discretionary 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAS
1
DELISTED
American Capital Ltd
ACAS
$583K 0.14%
34,500
– –
XRDC
2
DELISTED
Crossroads Capital, Inc
XRDC
$385K 0.09%
212,691
+1,800
+0.9% +$3.66K
SVVC
3
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$360K 0.09%
45,844
– –
BKCC
4
DELISTED
BlackRock Capital Investment Corporation
BKCC
$229K 0.06%
27,700
– –
PSEC icon
5
Prospect Capital
PSEC
$1.13B
$194K 0.05%
24,000
– –
MFIN icon
6
Medallion Financial
MFIN
$276M
$192K 0.05%
+45,430
New +$263K
ICON
7
DELISTED
Iconix Brand Group, Inc.
ICON
$176K 0.04%
2,170
– –
OCSL icon
8
Oaktree Specialty Lending
OCSL
$1.09B
$148K 0.04%
8,467
– –
HRZN icon
9
Horizon Technology Finance
HRZN
$316M
– –
-11,400
Closed -$139K
SLRC icon
10
SLR Investment Corp
SLRC
$656M
– –
-14,900
Closed -$284K
ABDC
11
DELISTED
Alcentra Capital Corp
ABDC
– –
-10,500
Closed -$128K

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Radcliffe Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Radcliffe Capital Management held 30 positions worth $413M, up 0.37% from $411M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Radcliffe Capital Management withdrew a net $331M in Q3 2016, closing 3 positions. Its most notable exit was SLR Investment Corp, an estimated $284K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 99% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Radcliffe Capital Management opened a new position in Medallion Financial worth $192K.

  • Radcliffe Capital Management's largest Q3 2016 buy was Medallion Financial: 45,430 shares worth $192K.
  • Radcliffe Capital Management added most to Crossroads Capital, Inc in Q3 2016, an estimated $3.66K increase.
  • Radcliffe Capital Management fully exited SLR Investment Corp in Q3 2016, selling an estimated $284K.
  • Radcliffe Capital Management's ten largest holdings make up 80% of its $413M portfolio in Q3 2016.
  • Radcliffe Capital Management opened 1 new position and closed 3 in Q3 2016.
  • Radcliffe Capital Management's portfolio value rose 0.37% quarter-over-quarter to $413M.

Based on Radcliffe Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.