PFS
APEN

Prospera Financial Services’s Apollo Endosurgery, Inc. APEN Stock Holding History

Prospera Financial Services’s Portfolio APEN Stock Details APEN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-5,550
Closed -$9K – 1665
2020
Q3 		$9K Buy
+5,550
New +$8.37K ﹤0.01% 1153

Other funds holding APEN

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SCM
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NCM
Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return
GS
Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return
GA
Gagnon Advisors New York $136M AUM 21.55% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Luther King Capital Management (LKCM)
Luther King Capital Management (LKCM) Fort Worth, Texas $23.1B AUM 21.31% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Prospera Financial Services's APEN Position: Q4 2020 in Review

Prospera Financial Services sold out of Apollo Endosurgery, Inc. (APEN) in Q4 2020, closing a stake of 5,550 shares — an estimated $9K sold.

Prospera Financial Services first reported a position in APEN in Q3 2020 and held it in 1 quarter. The position peaked at $9K in Q3 2020. 28 funds tracked by Wall St. Rank hold APEN as of Q4 2020.

  • Prospera Financial Services reported no remaining Apollo Endosurgery, Inc. position as of Q4 2020 after selling out during the quarter.
  • Prospera Financial Services sold 5,550 Apollo Endosurgery, Inc. shares in Q4 2020, an estimated $9K.
  • Prospera Financial Services first reported a position in Apollo Endosurgery, Inc. in Q3 2020 and held it in 1 quarter.
  • Prospera Financial Services's Apollo Endosurgery, Inc. position peaked at $9K in Q3 2020.
  • 28 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q4 2020.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.