Private Advisor Group’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

Private Advisor Group’s Portfolio SPE.PRB Stock Details SPE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-36,925	Closed	-$508K	–	1813
2019 Q2	$508K	Buy	+36,925	New	+$931K	0.01%	1037

Other funds holding SPE.PRB

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Private Advisor Group's SPE.PRB Position: Q3 2019 in Review

Private Advisor Group sold out of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) in Q3 2019, closing a stake of 36,925 shares — an estimated $508K sold.

Private Advisor Group first reported a position in SPE.PRB in Q2 2019 and held it in 1 quarter. The position peaked at $508K in Q2 2019. 10 funds tracked by Wall St. Rank hold SPE.PRB as of Q3 2019.

Private Advisor Group reported no remaining Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position as of Q3 2019 after selling out during the quarter.
Private Advisor Group sold 36,925 Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B shares in Q3 2019, an estimated $508K.
Private Advisor Group first reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in Q2 2019 and held it in 1 quarter.
Private Advisor Group's Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position peaked at $508K in Q2 2019.
10 funds tracked by Wall St. Rank held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B as of Q3 2019.

Based on Private Advisor Group's 13F filing for Q3 2019, filed 13 Nov 2019.