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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAP icon
2451
Credicorp
BAP
$31.1B
$9.77K ﹤0.01%
54
-49
-48% -$8.36K
PXH icon
2452
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.91B
$9.77K ﹤0.01%
445
– –
ROOF
2453
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$9.73K ﹤0.01%
439
-200
-31% -$4.2K
ARKG icon
2454
ARK Genomic Revolution ETF
ARKG
$1.54B
$9.65K ﹤0.01%
377
-5
-1% -$127
FDIS icon
2455
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
$9.64K ﹤0.01%
109
+19
+21% +$1.57K
LUX
2456
DELISTED
Tema Luxury ETF
LUX
$9.6K ﹤0.01%
405
+280
+224% +$6.39K
NULV icon
2457
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
$9.6K ﹤0.01%
230
– –
MBLY icon
2458
Mobileye
MBLY
$2.02B
$9.59K ﹤0.01%
700
-4,574
-87% -$80.2K
FFIN icon
2459
First Financial Bankshares
FFIN
$4.94B
$9.55K ﹤0.01%
258
-296
-53% -$10.4K
LAD icon
2460
Lithia Motors
LAD
$7.88B
$9.53K ﹤0.01%
30
-7
-19% -$1.95K
VCEL icon
2461
Vericel Corp
VCEL
$2.31B
$9.51K ﹤0.01%
225
+2
+0.9% +$95
FLRT icon
2462
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$656M
$9.5K ﹤0.01%
200
– –
RMBS icon
2463
Rambus
RMBS
$10.4B
$9.46K ﹤0.01%
224
-10
-4% -$485
DINT icon
2464
Davis Select International ETF
DINT
$283M
$9.43K ﹤0.01%
393
– –
SNOV icon
2465
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$115M
$9.36K ﹤0.01%
409
– –
ETD icon
2466
Ethan Allen Interiors
ETD
$592M
$9.28K ﹤0.01%
291
– –
IDEC icon
2467
Innovator International Developed Power Buffer ETF December
IDEC
$42.2M
$9.27K ﹤0.01%
327
– –
NOMD icon
2468
Nomad Foods
NOMD
$1.67B
$9.19K ﹤0.01%
482
– –
ACIW icon
2469
ACI Worldwide
ACIW
$5.88B
$9.16K ﹤0.01%
180
+39
+28% +$1.78K
SII
2470
Sprott
SII
$2.7B
$9.14K ﹤0.01%
211
– –
CSM icon
2471
ProShares Large Cap Core Plus
CSM
$510M
$9.13K ﹤0.01%
140
+1
+0.7% +$63
RZG icon
2472
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$143M
$9.11K ﹤0.01%
177
+108
+157% +$5.38K
DJUL icon
2473
FT Vest US Equity Deep Buffer ETF July
DJUL
$429M
$9.11K ﹤0.01%
220
– –
TPG icon
2474
TPG
TPG
$6.89B
$9.09K ﹤0.01%
158
+68
+76% +$3.35K
XTN icon
2475
State Street SPDR S&P Transportation ETF
XTN
$401M
$9.07K ﹤0.01%
110
– –
97 98
99
100 101

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.