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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NU icon
2351
Nu Holdings
NU
$70.2B
$12.1K ﹤0.01%
886
-26
-3% -$350
AUB icon
2352
Atlantic Union Bankshares
AUB
$6B
$12.1K ﹤0.01%
320
+7
+2% +$263
VFVA icon
2353
Vanguard US Value Factor ETF
VFVA
$895M
$12.1K ﹤0.01%
100
– –
UTZ icon
2354
Utz Brands
UTZ
$1.25B
$12K ﹤0.01%
677
+53
+8% +$880
LKFN icon
2355
Lakeland Financial Corp
LKFN
$1.57B
$12K ﹤0.01%
184
+18
+11% +$1.17K
GME icon
2356
GameStop
GME
$9.66B
$11.9K ﹤0.01%
520
-23
-4% -$526
TNDM icon
2357
Tandem Diabetes Care
TNDM
$1.18B
$11.9K ﹤0.01%
281
– –
TME icon
2358
Tencent Music
TME
$15.3B
$11.9K ﹤0.01%
988
+748
+312% +$9.16K
SIMO icon
2359
Silicon Motion
SIMO
$7.63B
$11.8K ﹤0.01%
195
+72
+59% +$4.75K
SGRY icon
2360
Surgery Partners
SGRY
$2.01B
$11.8K ﹤0.01%
367
+110
+43% +$3.25K
IMXI icon
2361
International Money Express
IMXI
$386M
$11.8K ﹤0.01%
639
-806
-56% -$15.4K
UWMC icon
2362
UWM Holdings
UWMC
$621M
$11.8K ﹤0.01%
1,386
– –
VINP icon
2363
Vinci Compass Investments Ltd
VINP
$637M
$11.8K ﹤0.01%
1,185
– –
CLSK icon
2364
CleanSpark
CLSK
$3.46B
$11.8K ﹤0.01%
1,259
+543
+76% +$6.9K
EVX icon
2365
VanEck Environmental Services ETF
EVX
$100M
$11.7K ﹤0.01%
325
+150
+86% +$5.25K
NTLA icon
2366
Intellia Therapeutics
NTLA
$1.47B
$11.7K ﹤0.01%
569
+482
+554% +$11.1K
AS icon
2367
Amer Sports
AS
$20.5B
$11.6K ﹤0.01%
730
+74
+11% +$946
BLKB icon
2368
Blackbaud
BLKB
$1.61B
$11.6K ﹤0.01%
137
+3
+2% +$239
SKM icon
2369
SK Telecom
SKM
$13.5B
$11.6K ﹤0.01%
488
+154
+46% +$3.49K
HQL
2370
abrdn Life Sciences Investors
HQL
$588M
$11.6K ﹤0.01%
768
– –
ALIT icon
2371
Alight
ALIT
$520M
$11.6K ﹤0.01%
78
-10
-11% -$1.44K
PCVX icon
2372
Vaxcyte
PCVX
$8.01B
$11.5K ﹤0.01%
101
+49
+94% +$4.42K
ICHR icon
2373
Ichor Holdings
ICHR
$2.73B
$11.5K ﹤0.01%
362
-484
-57% -$15.7K
PSEC icon
2374
Prospect Capital
PSEC
$1.12B
$11.5K ﹤0.01%
2,148
+1,842
+602% +$9.77K
GCT icon
2375
GigaCloud Technology
GCT
$1.45B
$11.5K ﹤0.01%
500
-5,400
-92% -$130K
93 94
95
96 97

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CIA
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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
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TAM
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AMH
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Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.