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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACVF icon
2226
American Conservative Values ETF
ACVF
$150M
$29.6K ﹤0.01%
601
-9
-1% -$434
PICK icon
2227
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.18B
$29.6K ﹤0.01%
666
-137
-17% -$5.57K
OUSA icon
2228
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$754M
$29.6K ﹤0.01%
524
– –
SLM icon
2229
SLM Corp
SLM
$4.74B
$29.6K ﹤0.01%
1,068
+113
+12% +$3.53K
ECC
2230
Eagle Point Credit Company
ECC
$497M
$29.3K ﹤0.01%
4,440
+2,440
+122% +$17.3K
FBK icon
2231
FB Financial Corp
FBK
$2.98B
$29.3K ﹤0.01%
526
– –
MCRI icon
2232
Monarch Casino & Resort
MCRI
$2.2B
$29.3K ﹤0.01%
277
+220
+386% +$22.1K
KORP icon
2233
American Century Diversified Corporate Bond ETF
KORP
$873M
$29.1K ﹤0.01%
611
– –
BKUI icon
2234
BNY Mellon Ultra Short Income ETF
BKUI
$574M
$29K ﹤0.01%
580
– –
CNXC icon
2235
Concentrix
CNXC
$1.55B
$28.9K ﹤0.01%
626
+382
+157% +$20.4K
SNEX icon
2236
StoneX
SNEX
$8.99B
$28.9K ﹤0.01%
644
+153
+31% +$6.49K
PII icon
2237
Polaris
PII
$4.07B
$28.8K ﹤0.01%
496
+9
+2% +$485
FLS icon
2238
Flowserve
FLS
$9.38B
$28.7K ﹤0.01%
540
+61
+13% +$3.31K
RHP icon
2239
Ryman Hospitality Properties
RHP
$8.58B
$28.3K ﹤0.01%
316
-23
-7% -$2.25K
HYFI icon
2240
AB High Yield ETF
HYFI
$330M
$28.2K ﹤0.01%
743
– –
MOH icon
2241
Molina Healthcare
MOH
$10.5B
$28.1K ﹤0.01%
147
+5
+4% +$920
VFC icon
2242
VF Corp
VFC
$7.16B
$28K ﹤0.01%
1,940
+1,378
+245% +$18.5K
IXJ icon
2243
iShares Global Healthcare ETF
IXJ
$4.18B
$27.9K ﹤0.01%
315
-31
-9% -$2.68K
CNMD icon
2244
CONMED
CNMD
$1.33B
$27.9K ﹤0.01%
593
+110
+23% +$5.7K
OCSL icon
2245
Oaktree Specialty Lending
OCSL
$1.06B
$27.8K ﹤0.01%
2,130
– –
QUBT icon
2246
Quantum Computing Inc
QUBT
$1.74B
$27.8K ﹤0.01%
1,508
+508
+51% +$8.71K
AROC icon
2247
Archrock
AROC
$6.19B
$27.7K ﹤0.01%
1,053
-187
-15% -$4.51K
EMQQ icon
2248
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$268M
$27.6K ﹤0.01%
594
+83
+16% +$3.56K
GH icon
2249
Guardant Health
GH
$19B
$27.6K ﹤0.01%
441
+14
+3% +$762
CUK
2250
DELISTED
Carnival PLC
CUK
$27.5K ﹤0.01%
1,041
+55
+6% +$1.52K
88 89
90
91 92

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.