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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRP icon
201
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$5.82M 0.1%
235,825
+56,672
+32% +$1.39M
XLG icon
202
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$5.77M 0.1%
100,374
-1,061
-1% -$58K
BN icon
203
Brookfield
BN
$102B
$5.76M 0.09%
126,044
+17,160
+16% +$760K
PJUL icon
204
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$5.75M 0.09%
126,031
+40,706
+48% +$1.82M
ORLY icon
205
O'Reilly Automotive
ORLY
$72.4B
$5.7M 0.09%
52,893
-2,593
-5% -$261K
PG icon
206
Procter & Gamble
PG
$343B
$5.69M 0.09%
37,016
+416
+1% +$65K
ABNB icon
207
Airbnb
ABNB
$83.7B
$5.68M 0.09%
46,751
+750
+2% +$97K
XLI icon
208
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5.67M 0.09%
36,763
+400
+1% +$60.6K
C icon
209
Citigroup
C
$222B
$5.65M 0.09%
55,642
-3,744
-6% -$355K
SCHD icon
210
Schwab US Dividend Equity ETF
SCHD
$102B
$5.6M 0.09%
204,964
-150,513
-42% -$4.11M
GARP
211
iShares MSCI USA Quality GARP ETF
GARP
$2.51B
$5.59M 0.09%
85,156
+73,251
+615% +$4.58M
GLD icon
212
SPDR Gold Trust
GLD
$131B
$5.5M 0.09%
15,481
+2,356
+18% +$751K
NJUL icon
213
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$5.42M 0.09%
76,203
+32,616
+75% +$2.27M
SCHE icon
214
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$5.37M 0.09%
160,957
+79,250
+97% +$2.5M
EVTR icon
215
Eaton Vance Total Return Bond ETF
EVTR
$5.6B
$5.36M 0.09%
104,102
+86,080
+478% +$4.4M
POCT icon
216
Innovator US Equity Power Buffer ETF October
POCT
$963M
$5.34M 0.09%
123,814
-876
-0.7% -$37K
JCPB icon
217
JPMorgan Core Plus Bond ETF
JCPB
$13.8B
$5.32M 0.09%
111,851
+97,057
+656% +$4.57M
VMBS icon
218
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$5.31M 0.09%
113,172
+9,614
+9% +$446K
HDV
219
iShares Core High Dividend ETF
HDV
$14.4B
$5.24M 0.09%
214,145
+5,005
+2% +$121K
MCD icon
220
McDonald's
MCD
$188B
$5.23M 0.09%
17,225
+1,976
+13% +$601K
VGIT icon
221
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$5.23M 0.09%
87,197
+3,388
+4% +$202K
SCHO icon
222
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$5.22M 0.09%
214,029
+14,763
+7% +$359K
DEO icon
223
Diageo
DEO
$46.2B
$5.21M 0.09%
54,628
+8,977
+20% +$942K
COR icon
224
Cencora
COR
$60.3B
$5.12M 0.08%
16,380
+659
+4% +$194K
LMT icon
225
Lockheed Martin
LMT
$134B
$5.09M 0.08%
10,201
+709
+7% +$322K
7 8
9
10 11

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.